Filed: 11/1/2024ACC: 0001725547-24-006074
📋 What this filing means
XML FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 348 equity positions with a total reported market value of $1.08B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
348
Positions
$1.08B
Total AUM (reported)
16.94M
Total Shares
Allocation by class
COM$410.73M38.1%
US LCAP GR ETF$39.30M3.6%
US LCAP VA ETF$30.89M2.9%
RUS 1000 GRW ETF$30.44M2.8%
CORE DIV GRWTH$29.53M2.7%
RUS 1000 ETF$26.12M2.4%
RUS MID CAP ETF$24.62M2.3%
Portfolio Concentration
Top 3$100.63M9.3%
4–10$177.22M16.4%
11–25$206.05M19.1%
Rest$593.59M55.1%
Top 3 weight
9.3%
Top 10 weight
25.8%
Voting Authority Distribution
Total shares with voting rights: 16.94M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
16.94M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole348
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings348
Rows:
SCHWAB STRATEGIC TR
SOLEShares377.22K
TypeSH
Market value$39.30M
3.65%
Sole
0.00
Shared
0.00
None
377.22K
SCHWAB STRATEGIC TR
SOLEShares384.29K
TypeSH
Market value$30.89M
2.87%
Sole
0.00
Shared
0.00
None
384.29K
ISHARES TR
SOLEShares81.09K
TypeSH
Market value$30.44M
2.83%
Sole
0.00
Shared
0.00
None
81.09K
APPLE INC
SOLEShares129.84K
TypeSH
Market value$30.25M
2.81%
Sole
0.00
Shared
0.00
None
129.84K
ISHARES TR
SOLEShares471.03K
TypeSH
Market value$29.53M
2.74%
Sole
0.00
Shared
0.00
None
471.03K
ISHARES TR
SOLEShares83.10K
TypeSH
Market value$26.12M
2.42%
Sole
0.00
Shared
0.00
None
83.10K
MICROSOFT CORP
SOLEShares59.68K
TypeSH
Market value$25.68M
2.38%
Sole
0.00
Shared
0.00
None
59.68K
ISHARES TR
SOLEShares279.29K
TypeSH
Market value$24.62M
2.28%
Sole
0.00
Shared
0.00
None
279.29K
VANGUARD BD INDEX FDS
SOLEShares277.43K
TypeSH
Market value$20.84M
1.93%
Sole
0.00
Shared
0.00
None
277.43K
PIMCO CORPORATE & INCOME OPP
SOLEShares1.40M
TypeSH
Market value$20.18M
1.87%
Sole
0.00
Shared
0.00
None
1.40M
VANGUARD WORLD FD
SOLEShares32.69K
TypeSH
Market value$19.17M
1.78%
Sole
0.00
Shared
0.00
None
32.69K
BERKSHIRE HATHAWAY INC DEL
SOLEShares37.36K
TypeSH
Market value$17.20M
1.60%
Sole
0.00
Shared
0.00
None
37.36K
ISHARES TR
SOLEShares28.97K
TypeSH
Market value$16.71M
1.55%
Sole
0.00
Shared
0.00
None
28.97K
ISHARES TR
SOLEShares141.10K
TypeSH
Market value$16.50M
1.53%
Sole
0.00
Shared
0.00
None
141.10K
SPDR SER TR
SOLEShares210.28K
TypeSH
Market value$16.11M
1.49%
Sole
0.00
Shared
0.00
None
210.28K
PIMCO ETF TR
SOLEShares161.74K
TypeSH
Market value$16.08M
1.49%
Sole
0.00
Shared
0.00
None
161.74K
ISHARES TR
SOLEShares69.31K
TypeSH
Market value$13.16M
1.22%
Sole
0.00
Shared
0.00
None
69.31K
QUALCOMM INC
SOLEShares76.74K
TypeSH
Market value$13.05M
1.21%
Sole
0.00
Shared
0.00
None
76.74K
PIMCO ETF TR
SOLEShares227.28K
TypeSH
Market value$12.04M
1.12%
Sole
0.00
Shared
0.00
None
227.28K
GOLDMAN SACHS ETF TR
SOLEShares106.27K
TypeSH
Market value$12.00M
1.11%
Sole
0.00
Shared
0.00
None
106.27K
ISHARES TR
SOLEShares111.61K
TypeSH
Market value$11.60M
1.08%
Sole
0.00
Shared
0.00
None
111.61K
JOHNSON & JOHNSON
SOLEShares69.12K
TypeSH
Market value$11.20M
1.04%
Sole
0.00
Shared
0.00
None
69.12K
PROSPECT CAP CORP
SOLEShares2.04M
TypeSH
Market value$10.94M
1.02%
Sole
0.00
Shared
0.00
None
2.04M
SCHWAB STRATEGIC TR
SOLEShares121.62K
TypeSH
Market value$10.28M
0.95%
Sole
0.00
Shared
0.00
None
121.62K
BANK AMERICA CORP
SOLEShares252.46K
TypeSH
Market value$10.02M
0.93%
Sole
0.00
Shared
0.00
None
252.46K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 377.22K | SH | $39.30M 3.65% | 0.00 | 0.00 | 377.22K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 384.29K | SH | $30.89M 2.87% | 0.00 | 0.00 | 384.29K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 81.09K | SH | $30.44M 2.83% | 0.00 | 0.00 | 81.09K |
APPLE INCSOLE | COM | 129.84K | SH | $30.25M 2.81% | 0.00 | 0.00 | 129.84K |
ISHARES TRSOLE | CORE DIV GRWTH | 471.03K | SH | $29.53M 2.74% | 0.00 | 0.00 | 471.03K |
ISHARES TRSOLE | RUS 1000 ETF | 83.10K | SH | $26.12M 2.42% | 0.00 | 0.00 | 83.10K |
MICROSOFT CORPSOLE | COM | 59.68K | SH | $25.68M 2.38% | 0.00 | 0.00 | 59.68K |
ISHARES TRSOLE | RUS MID CAP ETF | 279.29K | SH | $24.62M 2.28% | 0.00 | 0.00 | 279.29K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 277.43K | SH | $20.84M 1.93% | 0.00 | 0.00 | 277.43K |
PIMCO CORPORATE & INCOME OPPSOLE | COM | 1.40M | SH | $20.18M 1.87% | 0.00 | 0.00 | 1.40M |
VANGUARD WORLD FDSOLE | INF TECH ETF | 32.69K | SH | $19.17M 1.78% | 0.00 | 0.00 | 32.69K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 37.36K | SH | $17.20M 1.60% | 0.00 | 0.00 | 37.36K |
ISHARES TRSOLE | CORE S&P500 ETF | 28.97K | SH | $16.71M 1.55% | 0.00 | 0.00 | 28.97K |
ISHARES TRSOLE | CORE S&P SCP ETF | 141.10K | SH | $16.50M 1.53% | 0.00 | 0.00 | 141.10K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 210.28K | SH | $16.11M 1.49% | 0.00 | 0.00 | 210.28K |
PIMCO ETF TRSOLE | INV GRD CRP BD | 161.74K | SH | $16.08M 1.49% | 0.00 | 0.00 | 161.74K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 69.31K | SH | $13.16M 1.22% | 0.00 | 0.00 | 69.31K |
QUALCOMM INCSOLE | COM | 76.74K | SH | $13.05M 1.21% | 0.00 | 0.00 | 76.74K |
PIMCO ETF TRSOLE | INTER MUN BD ACT | 227.28K | SH | $12.04M 1.12% | 0.00 | 0.00 | 227.28K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 106.27K | SH | $12.00M 1.11% | 0.00 | 0.00 | 106.27K |
ISHARES TRSOLE | U.S. FINLS ETF | 111.61K | SH | $11.60M 1.08% | 0.00 | 0.00 | 111.61K |
JOHNSON & JOHNSONSOLE | COM | 69.12K | SH | $11.20M 1.04% | 0.00 | 0.00 | 69.12K |
PROSPECT CAP CORPSOLE | COM | 2.04M | SH | $10.94M 1.02% | 0.00 | 0.00 | 2.04M |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 121.62K | SH | $10.28M 0.95% | 0.00 | 0.00 | 121.62K |
BANK AMERICA CORPSOLE | COM | 252.46K | SH | $10.02M 0.93% | 0.00 | 0.00 | 252.46K |
Page 1 of 14
…