Filed: 7/22/2024ACC: 0001725547-24-003417
📋 What this filing means
XML FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 337 equity positions with a total reported market value of $993.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
337
Positions
$993.72M
Total AUM (reported)
16.25M
Total Shares
Allocation by class
COM$392.20M39.5%
US LCAP GR ETF$36.94M3.7%
RUS 1000 GRW ETF$29.33M3.0%
US LCAP VA ETF$27.53M2.8%
CORE DIV GRWTH$25.92M2.6%
RUS 1000 ETF$24.56M2.5%
RUS MID CAP ETF$22.09M2.2%
Portfolio Concentration
Top 3$94.13M9.5%
4–10$167.54M16.9%
11–25$188.28M18.9%
Rest$543.77M54.7%
Top 3 weight
9.5%
Top 10 weight
26.3%
Voting Authority Distribution
Total shares with voting rights: 16.25M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
16.25M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole337
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings337
Rows:
SCHWAB STRATEGIC TR
SOLEShares366.30K
TypeSH
Market value$36.94M
3.72%
Sole
0.00
Shared
0.00
None
366.29K
ISHARES TR
SOLEShares80.46K
TypeSH
Market value$29.33M
2.95%
Sole
0.00
Shared
0.00
None
80.46K
MICROSOFT CORP
SOLEShares62.35K
TypeSH
Market value$27.87M
2.80%
Sole
0.00
Shared
0.00
None
62.35K
APPLE INC
SOLEShares131.12K
TypeSH
Market value$27.62M
2.78%
Sole
0.00
Shared
0.00
None
131.12K
SCHWAB STRATEGIC TR
SOLEShares371.62K
TypeSH
Market value$27.53M
2.77%
Sole
0.00
Shared
0.00
None
371.62K
ISHARES TR
SOLEShares449.97K
TypeSH
Market value$25.92M
2.61%
Sole
0.00
Shared
0.00
None
449.97K
ISHARES TR
SOLEShares82.56K
TypeSH
Market value$24.56M
2.47%
Sole
0.00
Shared
0.00
None
82.56K
ISHARES TR
SOLEShares272.39K
TypeSH
Market value$22.09M
2.22%
Sole
0.00
Shared
0.00
None
272.39K
VANGUARD WORLD FD
SOLEShares36.56K
TypeSH
Market value$21.08M
2.12%
Sole
0.00
Shared
0.00
None
36.56K
PIMCO CORPORATE & INCOME OPP
SOLEShares1.31M
TypeSH
Market value$18.74M
1.89%
Sole
0.00
Shared
0.00
None
1.31M
VANGUARD BD INDEX FDS
SOLEShares221.70K
TypeSH
Market value$15.97M
1.61%
Sole
0.00
Shared
0.00
None
221.70K
QUALCOMM INC
SOLEShares77.60K
TypeSH
Market value$15.46M
1.56%
Sole
0.00
Shared
0.00
None
77.59K
ISHARES TR
SOLEShares27.19K
TypeSH
Market value$14.88M
1.50%
Sole
0.00
Shared
0.00
None
27.19K
PIMCO ETF TR
SOLEShares154.60K
TypeSH
Market value$14.70M
1.48%
Sole
0.00
Shared
0.00
None
154.60K
ISHARES TR
SOLEShares137.65K
TypeSH
Market value$14.68M
1.48%
Sole
0.00
Shared
0.00
None
137.65K
SPDR SER TR
SOLEShares201.09K
TypeSH
Market value$14.49M
1.46%
Sole
0.00
Shared
0.00
None
201.09K
BERKSHIRE HATHAWAY INC DEL
SOLEShares34.89K
TypeSH
Market value$14.19M
1.43%
Sole
0.00
Shared
0.00
None
34.89K
ISHARES TR
SOLEShares66.82K
TypeSH
Market value$11.66M
1.17%
Sole
0.00
Shared
0.00
None
66.81K
GOLDMAN SACHS ETF TR
SOLEShares105.78K
TypeSH
Market value$11.31M
1.14%
Sole
0.00
Shared
0.00
None
105.78K
PROSPECT CAP CORP
SOLEShares1.89M
TypeSH
Market value$10.46M
1.05%
Sole
0.00
Shared
0.00
None
1.89M
BANK AMERICA CORP
SOLEShares257.81K
TypeSH
Market value$10.25M
1.03%
Sole
0.00
Shared
0.00
None
257.81K
AMAZON COM INC
SOLEShares52.54K
TypeSH
Market value$10.15M
1.02%
Sole
0.00
Shared
0.00
None
52.54K
ISHARES TR
SOLEShares107.29K
TypeSH
Market value$10.15M
1.02%
Sole
0.00
Shared
0.00
None
107.29K
JPMORGAN CHASE & CO.
SOLEShares49.26K
TypeSH
Market value$9.96M
1.00%
Sole
0.00
Shared
0.00
None
49.26K
JOHNSON & JOHNSON
SOLEShares68.11K
TypeSH
Market value$9.96M
1.00%
Sole
0.00
Shared
0.00
None
68.11K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 366.30K | SH | $36.94M 3.72% | 0.00 | 0.00 | 366.29K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 80.46K | SH | $29.33M 2.95% | 0.00 | 0.00 | 80.46K |
MICROSOFT CORPSOLE | COM | 62.35K | SH | $27.87M 2.80% | 0.00 | 0.00 | 62.35K |
APPLE INCSOLE | COM | 131.12K | SH | $27.62M 2.78% | 0.00 | 0.00 | 131.12K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 371.62K | SH | $27.53M 2.77% | 0.00 | 0.00 | 371.62K |
ISHARES TRSOLE | CORE DIV GRWTH | 449.97K | SH | $25.92M 2.61% | 0.00 | 0.00 | 449.97K |
ISHARES TRSOLE | RUS 1000 ETF | 82.56K | SH | $24.56M 2.47% | 0.00 | 0.00 | 82.56K |
ISHARES TRSOLE | RUS MID CAP ETF | 272.39K | SH | $22.09M 2.22% | 0.00 | 0.00 | 272.39K |
VANGUARD WORLD FDSOLE | INF TECH ETF | 36.56K | SH | $21.08M 2.12% | 0.00 | 0.00 | 36.56K |
PIMCO CORPORATE & INCOME OPPSOLE | COM | 1.31M | SH | $18.74M 1.89% | 0.00 | 0.00 | 1.31M |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 221.70K | SH | $15.97M 1.61% | 0.00 | 0.00 | 221.70K |
QUALCOMM INCSOLE | COM | 77.60K | SH | $15.46M 1.56% | 0.00 | 0.00 | 77.59K |
ISHARES TRSOLE | CORE S&P500 ETF | 27.19K | SH | $14.88M 1.50% | 0.00 | 0.00 | 27.19K |
PIMCO ETF TRSOLE | INV GRD CRP BD | 154.60K | SH | $14.70M 1.48% | 0.00 | 0.00 | 154.60K |
ISHARES TRSOLE | CORE S&P SCP ETF | 137.65K | SH | $14.68M 1.48% | 0.00 | 0.00 | 137.65K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 201.09K | SH | $14.49M 1.46% | 0.00 | 0.00 | 201.09K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 34.89K | SH | $14.19M 1.43% | 0.00 | 0.00 | 34.89K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 66.82K | SH | $11.66M 1.17% | 0.00 | 0.00 | 66.81K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 105.78K | SH | $11.31M 1.14% | 0.00 | 0.00 | 105.78K |
PROSPECT CAP CORPSOLE | COM | 1.89M | SH | $10.46M 1.05% | 0.00 | 0.00 | 1.89M |
BANK AMERICA CORPSOLE | COM | 257.81K | SH | $10.25M 1.03% | 0.00 | 0.00 | 257.81K |
AMAZON COM INCSOLE | COM | 52.54K | SH | $10.15M 1.02% | 0.00 | 0.00 | 52.54K |
ISHARES TRSOLE | U.S. FINLS ETF | 107.29K | SH | $10.15M 1.02% | 0.00 | 0.00 | 107.29K |
JPMORGAN CHASE & CO.SOLE | COM | 49.26K | SH | $9.96M 1.00% | 0.00 | 0.00 | 49.26K |
JOHNSON & JOHNSONSOLE | COM | 68.11K | SH | $9.96M 1.00% | 0.00 | 0.00 | 68.11K |
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