Filed: 11/6/2023ACC: 0001725547-23-001739
📋 What this filing means
XML FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 316 equity positions with a total reported market value of $834.38M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
316
Positions
$834.38M
Total AUM (reported)
16.31M
Total Shares
Allocation by class
COM$367.66M44.1%
US LCAP GR ETF$28.17M3.4%
US LCAP VA ETF$23.04M2.8%
CORE DIV GRWTH$20.39M2.4%
RUS MID CAP ETF$19.38M2.3%
RUS 1000 ETF$18.58M2.2%
TOTAL BND MRKT$14.59M1.7%
Portfolio Concentration
Top 3$77.71M9.3%
4–10$123.62M14.8%
11–25$154.68M18.5%
Rest$478.37M57.3%
Top 3 weight
9.3%
Top 10 weight
24.1%
Voting Authority Distribution
Total shares with voting rights: 16.30M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
16.30M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole316
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings316
Rows:
SCHWAB STRATEGIC TR
SOLEShares387.36K
TypeSH
Market value$28.17M
3.38%
Sole
0.00
Shared
0.00
None
387.35K
APPLE INC
SOLEShares152.24K
TypeSH
Market value$26.07M
3.12%
Sole
0.00
Shared
0.00
None
152.24K
MICROSOFT CORP
SOLEShares74.35K
TypeSH
Market value$23.48M
2.81%
Sole
0.00
Shared
0.00
None
74.35K
SCHWAB STRATEGIC TR
SOLEShares357.37K
TypeSH
Market value$23.04M
2.76%
Sole
0.00
Shared
0.00
None
357.36K
ISHARES TR
SOLEShares411.74K
TypeSH
Market value$20.39M
2.44%
Sole
0.00
Shared
0.00
None
411.74K
ISHARES TR
SOLEShares279.86K
TypeSH
Market value$19.38M
2.32%
Sole
0.00
Shared
0.00
None
279.86K
ISHARES TR
SOLEShares79.11K
TypeSH
Market value$18.58M
2.23%
Sole
0.00
Shared
0.00
None
79.11K
VANGUARD BD INDEX FDS
SOLEShares209.11K
TypeSH
Market value$14.59M
1.75%
Sole
0.00
Shared
0.00
None
209.11K
VANGUARD WORLD FDS
SOLEShares33.80K
TypeSH
Market value$14.02M
1.68%
Sole
0.00
Shared
0.00
None
33.80K
ISHARES TR
SOLEShares51.16K
TypeSH
Market value$13.61M
1.63%
Sole
0.00
Shared
0.00
None
51.16K
BERKSHIRE HATHAWAY INC DEL
SOLEShares36.94K
TypeSH
Market value$12.94M
1.55%
Sole
0.00
Shared
0.00
None
36.94K
PIMCO CORPORATE & INCOME OPP
SOLEShares962.18K
TypeSH
Market value$12.58M
1.51%
Sole
0.00
Shared
0.00
None
962.18K
SPDR SER TR
SOLEShares178.06K
TypeSH
Market value$12.07M
1.45%
Sole
0.00
Shared
0.00
None
178.06K
ISHARES TR
SOLEShares119.08K
TypeSH
Market value$11.23M
1.35%
Sole
0.00
Shared
0.00
None
119.08K
JOHNSON & JOHNSON
SOLEShares71.83K
TypeSH
Market value$11.19M
1.34%
Sole
0.00
Shared
0.00
None
71.83K
QUALCOMM INC
SOLEShares100.46K
TypeSH
Market value$11.16M
1.34%
Sole
0.00
Shared
0.00
None
100.46K
CISCO SYS INC
SOLEShares199.88K
TypeSH
Market value$10.75M
1.29%
Sole
0.00
Shared
0.00
None
199.88K
ISHARES TR
SOLEShares64.33K
TypeSH
Market value$9.77M
1.17%
Sole
0.00
Shared
0.00
None
64.33K
UNILEVER PLC
SOLEShares192.64K
TypeSH
Market value$9.52M
1.14%
Sole
0.00
Shared
0.00
None
192.64K
ISHARES TR
SOLEShares21.77K
TypeSH
Market value$9.35M
1.12%
Sole
0.00
Shared
0.00
None
21.77K
INVESCO EXCH TRADED FD TR II
SOLEShares234.94K
TypeSH
Market value$9.21M
1.10%
Sole
0.00
Shared
0.00
None
234.94K
GOLDMAN SACHS ETF TR
SOLEShares104.23K
TypeSH
Market value$8.78M
1.05%
Sole
0.00
Shared
0.00
None
104.23K
ISHARES TR
SOLEShares83.94K
TypeSH
Market value$8.76M
1.05%
Sole
0.00
Shared
0.00
None
83.94K
JPMORGAN CHASE & CO
SOLEShares60.22K
TypeSH
Market value$8.73M
1.05%
Sole
0.00
Shared
0.00
None
60.22K
BANK AMERICA CORP
SOLEShares316.30K
TypeSH
Market value$8.66M
1.04%
Sole
0.00
Shared
0.00
None
316.30K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 387.36K | SH | $28.17M 3.38% | 0.00 | 0.00 | 387.35K |
APPLE INCSOLE | COM | 152.24K | SH | $26.07M 3.12% | 0.00 | 0.00 | 152.24K |
MICROSOFT CORPSOLE | COM | 74.35K | SH | $23.48M 2.81% | 0.00 | 0.00 | 74.35K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 357.37K | SH | $23.04M 2.76% | 0.00 | 0.00 | 357.36K |
ISHARES TRSOLE | CORE DIV GRWTH | 411.74K | SH | $20.39M 2.44% | 0.00 | 0.00 | 411.74K |
ISHARES TRSOLE | RUS MID CAP ETF | 279.86K | SH | $19.38M 2.32% | 0.00 | 0.00 | 279.86K |
ISHARES TRSOLE | RUS 1000 ETF | 79.11K | SH | $18.58M 2.23% | 0.00 | 0.00 | 79.11K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 209.11K | SH | $14.59M 1.75% | 0.00 | 0.00 | 209.11K |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 33.80K | SH | $14.02M 1.68% | 0.00 | 0.00 | 33.80K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 51.16K | SH | $13.61M 1.63% | 0.00 | 0.00 | 51.16K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 36.94K | SH | $12.94M 1.55% | 0.00 | 0.00 | 36.94K |
PIMCO CORPORATE & INCOME OPPSOLE | COM | 962.18K | SH | $12.58M 1.51% | 0.00 | 0.00 | 962.18K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 178.06K | SH | $12.07M 1.45% | 0.00 | 0.00 | 178.06K |
ISHARES TRSOLE | CORE S&P SCP ETF | 119.08K | SH | $11.23M 1.35% | 0.00 | 0.00 | 119.08K |
JOHNSON & JOHNSONSOLE | COM | 71.83K | SH | $11.19M 1.34% | 0.00 | 0.00 | 71.83K |
QUALCOMM INCSOLE | COM | 100.46K | SH | $11.16M 1.34% | 0.00 | 0.00 | 100.46K |
CISCO SYS INCSOLE | COM | 199.88K | SH | $10.75M 1.29% | 0.00 | 0.00 | 199.88K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 64.33K | SH | $9.77M 1.17% | 0.00 | 0.00 | 64.33K |
UNILEVER PLCSOLE | SPON ADR NEW | 192.64K | SH | $9.52M 1.14% | 0.00 | 0.00 | 192.64K |
ISHARES TRSOLE | CORE S&P500 ETF | 21.77K | SH | $9.35M 1.12% | 0.00 | 0.00 | 21.77K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 HDL VOL | 234.94K | SH | $9.21M 1.10% | 0.00 | 0.00 | 234.94K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 104.23K | SH | $8.78M 1.05% | 0.00 | 0.00 | 104.23K |
ISHARES TRSOLE | RUS MDCP VAL ETF | 83.94K | SH | $8.76M 1.05% | 0.00 | 0.00 | 83.94K |
JPMORGAN CHASE & COSOLE | COM | 60.22K | SH | $8.73M 1.05% | 0.00 | 0.00 | 60.22K |
BANK AMERICA CORPSOLE | COM | 316.30K | SH | $8.66M 1.04% | 0.00 | 0.00 | 316.30K |
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