Filed: 5/15/2023ACC: 0001725547-23-000132
📋 What this filing means
XML FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 334 equity positions with a total reported market value of $821.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
334
Positions
$821.24M
Total AUM (reported)
15.75M
Total Shares
Allocation by class
COM$371.27M45.2%
CORE DIV GRWTH$20.43M2.5%
RUS MID CAP ETF$20.21M2.5%
RUS 1000 ETF$18.04M2.2%
US LCAP GR ETF$17.85M2.2%
US LCAP VA ETF$16.80M2.0%
CORE US AGGBD ET$15.86M1.9%
Portfolio Concentration
Top 3$66.94M8.2%
4–10$113.41M13.8%
11–25$153.05M18.6%
Rest$487.84M59.4%
Top 3 weight
8.2%
Top 10 weight
22.0%
Voting Authority Distribution
Total shares with voting rights: 15.75M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
15.75M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole334
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings334
Rows:
APPLE INC
SOLEShares151.71K
TypeSH
Market value$25.02M
3.05%
Sole
0.00
Shared
0.00
None
151.71K
MICROSOFT CORP
SOLEShares74.56K
TypeSH
Market value$21.50M
2.62%
Sole
0.00
Shared
0.00
None
74.56K
ISHARES TR
SOLEShares407.76K
TypeSH
Market value$20.43M
2.49%
Sole
0.00
Shared
0.00
None
407.76K
ISHARES TR
SOLEShares289.02K
TypeSH
Market value$20.21M
2.46%
Sole
0.00
Shared
0.00
None
289.02K
ISHARES TR
SOLEShares80.07K
TypeSH
Market value$18.04M
2.20%
Sole
0.00
Shared
0.00
None
80.07K
SCHWAB STRATEGIC TR
SOLEShares273.87K
TypeSH
Market value$17.85M
2.17%
Sole
0.00
Shared
0.00
None
273.86K
SCHWAB STRATEGIC TR
SOLEShares256.11K
TypeSH
Market value$16.80M
2.05%
Sole
0.00
Shared
0.00
None
256.10K
ISHARES TR
SOLEShares159.13K
TypeSH
Market value$15.86M
1.93%
Sole
0.00
Shared
0.00
None
159.13K
QUALCOMM INC
SOLEShares98.90K
TypeSH
Market value$12.62M
1.54%
Sole
0.00
Shared
0.00
None
98.90K
ISHARES TR
SOLEShares49.01K
TypeSH
Market value$12.05M
1.47%
Sole
0.00
Shared
0.00
None
49.01K
SPDR SER TR
SOLEShares175.57K
TypeSH
Market value$11.78M
1.43%
Sole
0.00
Shared
0.00
None
175.57K
ISHARES TR
SOLEShares121.22K
TypeSH
Market value$11.72M
1.43%
Sole
0.00
Shared
0.00
None
121.22K
LEGG MASON ETF INVT
SOLEShares310.64K
TypeSH
Market value$11.58M
1.41%
Sole
0.00
Shared
0.00
None
310.64K
BERKSHIRE HATHAWAY INC DEL
SOLEShares36.29K
TypeSH
Market value$11.22M
1.37%
Sole
0.00
Shared
0.00
None
36.29K
PIMCO CORPORATE & INCOME OPP
SOLEShares892.20K
TypeSH
Market value$11.21M
1.37%
Sole
0.00
Shared
0.00
None
892.20K
JOHNSON & JOHNSON
SOLEShares67.79K
TypeSH
Market value$10.51M
1.28%
Sole
0.00
Shared
0.00
None
67.79K
CISCO SYS INC
SOLEShares200.02K
TypeSH
Market value$10.45M
1.27%
Sole
0.00
Shared
0.00
None
200.02K
UNILEVER PLC
SOLEShares193.75K
TypeSH
Market value$10.06M
1.23%
Sole
0.00
Shared
0.00
None
193.75K
VANGUARD WORLD FDS
SOLEShares25.54K
TypeSH
Market value$9.87M
1.20%
Sole
0.00
Shared
0.00
None
25.54K
ISHARES TR
SOLEShares61.85K
TypeSH
Market value$9.44M
1.15%
Sole
0.00
Shared
0.00
None
61.84K
BANK AMERICA CORP
SOLEShares323.78K
TypeSH
Market value$9.26M
1.13%
Sole
0.00
Shared
0.00
None
323.78K
UNITED PARCEL SERVICE INC
SOLEShares46.90K
TypeSH
Market value$9.10M
1.11%
Sole
0.00
Shared
0.00
None
46.90K
PROSPECT CAP CORP
SOLEShares1.29M
TypeSH
Market value$9.06M
1.10%
Sole
0.00
Shared
0.00
None
1.29M
ISHARES TR
SOLEShares84.98K
TypeSH
Market value$9.02M
1.10%
Sole
0.00
Shared
0.00
None
84.98K
VANGUARD WHITEHALL FDS
SOLEShares83.08K
TypeSH
Market value$8.76M
1.07%
Sole
0.00
Shared
0.00
None
83.08K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 151.71K | SH | $25.02M 3.05% | 0.00 | 0.00 | 151.71K |
MICROSOFT CORPSOLE | COM | 74.56K | SH | $21.50M 2.62% | 0.00 | 0.00 | 74.56K |
ISHARES TRSOLE | CORE DIV GRWTH | 407.76K | SH | $20.43M 2.49% | 0.00 | 0.00 | 407.76K |
ISHARES TRSOLE | RUS MID CAP ETF | 289.02K | SH | $20.21M 2.46% | 0.00 | 0.00 | 289.02K |
ISHARES TRSOLE | RUS 1000 ETF | 80.07K | SH | $18.04M 2.20% | 0.00 | 0.00 | 80.07K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 273.87K | SH | $17.85M 2.17% | 0.00 | 0.00 | 273.86K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 256.11K | SH | $16.80M 2.05% | 0.00 | 0.00 | 256.10K |
ISHARES TRSOLE | CORE US AGGBD ET | 159.13K | SH | $15.86M 1.93% | 0.00 | 0.00 | 159.13K |
QUALCOMM INCSOLE | COM | 98.90K | SH | $12.62M 1.54% | 0.00 | 0.00 | 98.90K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 49.01K | SH | $12.05M 1.47% | 0.00 | 0.00 | 49.01K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 175.57K | SH | $11.78M 1.43% | 0.00 | 0.00 | 175.57K |
ISHARES TRSOLE | CORE S&P SCP ETF | 121.22K | SH | $11.72M 1.43% | 0.00 | 0.00 | 121.22K |
LEGG MASON ETF INVTSOLE | FRANKLIN US LOW | 310.64K | SH | $11.58M 1.41% | 0.00 | 0.00 | 310.64K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 36.29K | SH | $11.22M 1.37% | 0.00 | 0.00 | 36.29K |
PIMCO CORPORATE & INCOME OPPSOLE | COM | 892.20K | SH | $11.21M 1.37% | 0.00 | 0.00 | 892.20K |
JOHNSON & JOHNSONSOLE | COM | 67.79K | SH | $10.51M 1.28% | 0.00 | 0.00 | 67.79K |
CISCO SYS INCSOLE | COM | 200.02K | SH | $10.45M 1.27% | 0.00 | 0.00 | 200.02K |
UNILEVER PLCSOLE | SPON ADR NEW | 193.75K | SH | $10.06M 1.23% | 0.00 | 0.00 | 193.75K |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 25.54K | SH | $9.87M 1.20% | 0.00 | 0.00 | 25.54K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 61.85K | SH | $9.44M 1.15% | 0.00 | 0.00 | 61.84K |
BANK AMERICA CORPSOLE | COM | 323.78K | SH | $9.26M 1.13% | 0.00 | 0.00 | 323.78K |
UNITED PARCEL SERVICE INCSOLE | CL B | 46.90K | SH | $9.10M 1.11% | 0.00 | 0.00 | 46.90K |
PROSPECT CAP CORPSOLE | COM | 1.29M | SH | $9.06M 1.10% | 0.00 | 0.00 | 1.29M |
ISHARES TRSOLE | RUS MDCP VAL ETF | 84.98K | SH | $9.02M 1.10% | 0.00 | 0.00 | 84.98K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 83.08K | SH | $8.76M 1.07% | 0.00 | 0.00 | 83.08K |
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