Filed: 11/4/2022ACC: 0001725547-22-000187
📋 What this filing means
XML FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 316 equity positions with a total reported market value of $720.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
316
Positions
$720.4K
Total AUM (reported)
14.01M
Total Shares
Allocation by class
COM$326.9K45.4%
RUS MID CAP ETF$18.2K2.5%
CORE DIV GRWTH$17.3K2.4%
US LCAP VA ETF$16.0K2.2%
US LCAP GR ETF$15.1K2.1%
RUS 1000 ETF$14.9K2.1%
CORE US AGGBD ET$13.2K1.8%
Portfolio Concentration
Top 3$57.4K8.0%
4–10$98.2K13.6%
11–25$133.9K18.6%
Rest$431.0K59.8%
Top 3 weight
8.0%
Top 10 weight
21.6%
Voting Authority Distribution
Total shares with voting rights: 14.01M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
14.01M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole316
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings316
Rows:
APPLE INC
SOLEShares153.80K
TypeSH
Market value$21.3K
2.95%
Sole
0.00
Shared
0.00
None
153.80K
ISHARES TR
SOLEShares292.15K
TypeSH
Market value$18.2K
2.52%
Sole
0.00
Shared
0.00
None
292.14K
MICROSOFT CORP
SOLEShares77.13K
TypeSH
Market value$18.0K
2.49%
Sole
0.00
Shared
0.00
None
77.13K
ISHARES TR
SOLEShares388.11K
TypeSH
Market value$17.3K
2.40%
Sole
0.00
Shared
0.00
None
388.11K
SCHWAB STRATEGIC TR
SOLEShares274.06K
TypeSH
Market value$16.0K
2.23%
Sole
0.00
Shared
0.00
None
274.06K
SCHWAB STRATEGIC TR
SOLEShares270.16K
TypeSH
Market value$15.1K
2.09%
Sole
0.00
Shared
0.00
None
270.15K
ISHARES TR
SOLEShares75.61K
TypeSH
Market value$14.9K
2.07%
Sole
0.00
Shared
0.00
None
75.61K
ISHARES TR
SOLEShares137.27K
TypeSH
Market value$13.2K
1.84%
Sole
0.00
Shared
0.00
None
137.27K
QUALCOMM INC
SOLEShares97.17K
TypeSH
Market value$11.0K
1.52%
Sole
0.00
Shared
0.00
None
97.17K
ISHARES TR
SOLEShares122.46K
TypeSH
Market value$10.7K
1.48%
Sole
0.00
Shared
0.00
None
122.46K
SPDR SER TR
SOLEShares167.77K
TypeSH
Market value$10.6K
1.47%
Sole
0.00
Shared
0.00
None
167.77K
LEGG MASON ETF INVT
SOLEShares293.06K
TypeSH
Market value$10.0K
1.39%
Sole
0.00
Shared
0.00
None
293.06K
CVS HEALTH CORP
SOLEShares102.03K
TypeSH
Market value$9.7K
1.35%
Sole
0.00
Shared
0.00
None
102.03K
BK OF AMERICA CORP
SOLEShares320.32K
TypeSH
Market value$9.7K
1.34%
Sole
0.00
Shared
0.00
None
320.32K
CHEVRON CORP NEW
SOLEShares66.11K
TypeSH
Market value$9.5K
1.32%
Sole
0.00
Shared
0.00
None
66.11K
ISHARES TR
SOLEShares43.93K
TypeSH
Market value$9.2K
1.28%
Sole
0.00
Shared
0.00
None
43.93K
ISHARES TR
SOLEShares84.98K
TypeSH
Market value$8.9K
1.24%
Sole
0.00
Shared
0.00
None
84.98K
VERIZON COMMUNICATIONS INC
SOLEShares228.46K
TypeSH
Market value$8.7K
1.20%
Sole
0.00
Shared
0.00
None
228.46K
BERKSHIRE HATHAWAY INC DEL
SOLEShares32.02K
TypeSH
Market value$8.6K
1.19%
Sole
0.00
Shared
0.00
None
32.02K
UNILEVER PLC
SOLEShares193.59K
TypeSH
Market value$8.5K
1.18%
Sole
0.00
Shared
0.00
None
193.59K
ISHARES TR
SOLEShares60.69K
TypeSH
Market value$8.3K
1.15%
Sole
0.00
Shared
0.00
None
60.69K
INNOVATOR ETFS TR
SOLEShares287.15K
TypeSH
Market value$8.2K
1.14%
Sole
0.00
Shared
0.00
None
287.15K
GLADSTONE COMMERCIAL CORP
SOLEShares524.21K
TypeSH
Market value$8.1K
1.13%
Sole
0.00
Shared
0.00
None
524.21K
ISHARES TR
SOLEShares48.50K
TypeSH
Market value$8.0K
1.11%
Sole
0.00
Shared
0.00
None
48.50K
PFIZER INC
SOLEShares180.45K
TypeSH
Market value$7.9K
1.10%
Sole
0.00
Shared
0.00
None
180.45K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 153.80K | SH | $21.3K 2.95% | 0.00 | 0.00 | 153.80K |
ISHARES TRSOLE | RUS MID CAP ETF | 292.15K | SH | $18.2K 2.52% | 0.00 | 0.00 | 292.14K |
MICROSOFT CORPSOLE | COM | 77.13K | SH | $18.0K 2.49% | 0.00 | 0.00 | 77.13K |
ISHARES TRSOLE | CORE DIV GRWTH | 388.11K | SH | $17.3K 2.40% | 0.00 | 0.00 | 388.11K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 274.06K | SH | $16.0K 2.23% | 0.00 | 0.00 | 274.06K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 270.16K | SH | $15.1K 2.09% | 0.00 | 0.00 | 270.15K |
ISHARES TRSOLE | RUS 1000 ETF | 75.61K | SH | $14.9K 2.07% | 0.00 | 0.00 | 75.61K |
ISHARES TRSOLE | CORE US AGGBD ET | 137.27K | SH | $13.2K 1.84% | 0.00 | 0.00 | 137.27K |
QUALCOMM INCSOLE | COM | 97.17K | SH | $11.0K 1.52% | 0.00 | 0.00 | 97.17K |
ISHARES TRSOLE | CORE S&P SCP ETF | 122.46K | SH | $10.7K 1.48% | 0.00 | 0.00 | 122.46K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 167.77K | SH | $10.6K 1.47% | 0.00 | 0.00 | 167.77K |
LEGG MASON ETF INVTSOLE | FRANKLIN US LOW | 293.06K | SH | $10.0K 1.39% | 0.00 | 0.00 | 293.06K |
CVS HEALTH CORPSOLE | COM | 102.03K | SH | $9.7K 1.35% | 0.00 | 0.00 | 102.03K |
BK OF AMERICA CORPSOLE | COM | 320.32K | SH | $9.7K 1.34% | 0.00 | 0.00 | 320.32K |
CHEVRON CORP NEWSOLE | COM | 66.11K | SH | $9.5K 1.32% | 0.00 | 0.00 | 66.11K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 43.93K | SH | $9.2K 1.28% | 0.00 | 0.00 | 43.93K |
ISHARES TRSOLE | TIPS BD ETF | 84.98K | SH | $8.9K 1.24% | 0.00 | 0.00 | 84.98K |
VERIZON COMMUNICATIONS INCSOLE | COM | 228.46K | SH | $8.7K 1.20% | 0.00 | 0.00 | 228.46K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 32.02K | SH | $8.6K 1.19% | 0.00 | 0.00 | 32.02K |
UNILEVER PLCSOLE | SPON ADR NEW | 193.59K | SH | $8.5K 1.18% | 0.00 | 0.00 | 193.59K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 60.69K | SH | $8.3K 1.15% | 0.00 | 0.00 | 60.69K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 287.15K | SH | $8.2K 1.14% | 0.00 | 0.00 | 287.15K |
GLADSTONE COMMERCIAL CORPSOLE | COM | 524.21K | SH | $8.1K 1.13% | 0.00 | 0.00 | 524.21K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 48.50K | SH | $8.0K 1.11% | 0.00 | 0.00 | 48.50K |
PFIZER INCSOLE | COM | 180.45K | SH | $7.9K 1.10% | 0.00 | 0.00 | 180.45K |
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