Filed: 11/14/2023ACC: 0001104659-23-118055
📋 What this filing means
WYNNEFIELD CAPITAL INC filed this quarterly 13F‑HR report disclosing 21 equity positions with a total reported market value of $217.94M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
21
Positions
$217.94M
Total AUM (reported)
22.11M
Total Shares
Allocation by class
COMM$217.94M100.0%
Portfolio Concentration
Top 3$122.44M56.2%
4–10$88.35M40.5%
11–25$7.15M3.3%
Top 3 weight
56.2%
Top 10 weight
96.7%
Voting Authority Distribution
Total shares with voting rights: 22.11M
Sole
Full voting authority
22.11M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole21
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings21
Rows:
DLH HOLDINGS CORP
SOLEShares3.68M
TypeSH
Market value$42.96M
19.71%
Sole
3.68M
Shared
0.00
None
0.00
NATURES SUNSHINE PRODS INC
SOLEShares2.47M
TypeSH
Market value$40.99M
18.81%
Sole
2.47M
Shared
0.00
None
0.00
CADRE HOLDINGS INC
SOLEShares1.44M
TypeSH
Market value$38.49M
17.66%
Sole
1.44M
Shared
0.00
None
0.00
LIFECORE BIOMEDICAL INC
SOLEShares4.92M
TypeSH
Market value$37.15M
17.04%
Sole
4.92M
Shared
0.00
None
0.00
QUEST RESOURCE HOLDING CORP
SOLEShares2.60M
TypeSH
Market value$19.21M
8.81%
Sole
2.60M
Shared
0.00
None
0.00
AGNICO EAGLE MINERS LTD
SOLEShares360K
TypeSH
Market value$16.36M
7.51%
Sole
360K
Shared
0.00
None
0.00
CATALENT INC
SOLEShares105K
TypeSH
Market value$4.78M
2.19%
Sole
105K
Shared
0.00
None
0.00
S&W SEED CO
SOLEShares4.07M
TypeSH
Market value$4.56M
2.09%
Sole
4.07M
Shared
0.00
None
0.00
SUNOPTA INC
SOLEShares1M
TypeSH
Market value$3.37M
1.55%
Sole
1M
Shared
0.00
None
0.00
GREAT LAKES DREDGE & DOCK CO
SOLEShares367.13K
TypeSH
Market value$2.93M
1.34%
Sole
367.13K
Shared
0.00
None
0.00
TECHPRECISION CORP
SOLEShares393.86K
TypeSH
Market value$2.86M
1.31%
Sole
393.86K
Shared
0.00
None
0.00
GLOBAL X FDS GLOBAL X SIL
SOLEShares50K
TypeSH
Market value$1.20M
0.55%
Sole
50K
Shared
0.00
None
0.00
CLARUS CORP
SOLEShares150K
TypeSH
Market value$1.13M
0.52%
Sole
150K
Shared
0.00
None
0.00
TELOS CORPORATION
SOLEShares350K
TypeSH
Market value$836.5K
0.38%
Sole
350K
Shared
0.00
None
0.00
APELLIS PHARMACEUTICALS INC
SOLEShares10K
TypeSH
Market value$380.4K
0.17%
Sole
10K
Shared
0.00
None
0.00
SONO-TEK
SOLEShares50.95K
TypeSH
Market value$266.0K
0.12%
Sole
50.95K
Shared
0.00
None
0.00
GRANITE CONSTRUCTION INC
SOLEShares5K
TypeSH
Market value$190.1K
0.09%
Sole
5K
Shared
0.00
None
0.00
LEATT CORP
SOLEShares10.18K
TypeSH
Market value$122.3K
0.06%
Sole
10.18K
Shared
0.00
None
0.00
180 DEGREE CAPITAL CORP
SOLEShares25K
TypeSH
Market value$106.0K
0.05%
Sole
25K
Shared
0.00
None
0.00
NN INC
SOLEShares28.13K
TypeSH
Market value$52.3K
0.02%
Sole
28.13K
Shared
0.00
None
0.00
SOCIETAL CDMO INC
SOLEShares13K
TypeSH
Market value$6.1K
<0.01%
Sole
13K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
DLH HOLDINGS CORPSOLE | COMM | 3.68M | SH | $42.96M 19.71% | 3.68M | 0.00 | 0.00 |
NATURES SUNSHINE PRODS INCSOLE | COMM | 2.47M | SH | $40.99M 18.81% | 2.47M | 0.00 | 0.00 |
CADRE HOLDINGS INCSOLE | COMM | 1.44M | SH | $38.49M 17.66% | 1.44M | 0.00 | 0.00 |
LIFECORE BIOMEDICAL INCSOLE | COMM | 4.92M | SH | $37.15M 17.04% | 4.92M | 0.00 | 0.00 |
QUEST RESOURCE HOLDING CORPSOLE | COMM | 2.60M | SH | $19.21M 8.81% | 2.60M | 0.00 | 0.00 |
AGNICO EAGLE MINERS LTDSOLE | COMM | 360K | SH | $16.36M 7.51% | 360K | 0.00 | 0.00 |
CATALENT INCSOLE | COMM | 105K | SH | $4.78M 2.19% | 105K | 0.00 | 0.00 |
S&W SEED COSOLE | COMM | 4.07M | SH | $4.56M 2.09% | 4.07M | 0.00 | 0.00 |
SUNOPTA INCSOLE | COMM | 1M | SH | $3.37M 1.55% | 1M | 0.00 | 0.00 |
GREAT LAKES DREDGE & DOCK COSOLE | COMM | 367.13K | SH | $2.93M 1.34% | 367.13K | 0.00 | 0.00 |
TECHPRECISION CORPSOLE | COMM | 393.86K | SH | $2.86M 1.31% | 393.86K | 0.00 | 0.00 |
GLOBAL X FDS GLOBAL X SILSOLE | COMM | 50K | SH | $1.20M 0.55% | 50K | 0.00 | 0.00 |
CLARUS CORPSOLE | COMM | 150K | SH | $1.13M 0.52% | 150K | 0.00 | 0.00 |
TELOS CORPORATIONSOLE | COMM | 350K | SH | $836.5K 0.38% | 350K | 0.00 | 0.00 |
APELLIS PHARMACEUTICALS INCSOLE | COMM | 10K | SH | $380.4K 0.17% | 10K | 0.00 | 0.00 |
SONO-TEKSOLE | COMM | 50.95K | SH | $266.0K 0.12% | 50.95K | 0.00 | 0.00 |
GRANITE CONSTRUCTION INCSOLE | COMM | 5K | SH | $190.1K 0.09% | 5K | 0.00 | 0.00 |
LEATT CORPSOLE | COMM | 10.18K | SH | $122.3K 0.06% | 10.18K | 0.00 | 0.00 |
180 DEGREE CAPITAL CORPSOLE | COMM | 25K | SH | $106.0K 0.05% | 25K | 0.00 | 0.00 |
NN INCSOLE | COMM | 28.13K | SH | $52.3K 0.02% | 28.13K | 0.00 | 0.00 |
SOCIETAL CDMO INCSOLE | COMM | 13K | SH | $6.1K <0.01% | 13K | 0.00 | 0.00 |