WUPEN YUEN (VICE PRESIDENT GLOBAL PRODUCT) exercised options at NEOPHOTONICS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 8/2/2022ACC: 0001227025-22-000138
Officer· VICE PRESIDENT GLOBAL PRODUCT
Since Jul 2018
-4.38K
Net shares
Net seller
$70.1K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
12.67K acquired · 17.05K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+2.67K
Price / share
—
Trade value
—
% of position
1.3%
7/30/2022
199.59K→202.26K
Common Stock
Direct
Shares
+10K
Price / share
—
Trade value
—
% of position
4.9%
7/30/2022
202.26K→212.26K
Common Stock
Direct
Shares
−3.46K
Price / share
$16.00
Trade value
$55.33K
% of position
1.6%
7/30/2022
212.26K→208.80K
Common Stock
Direct
Shares
−922.00
Price / share
$16.00
Trade value
$14.75K
% of position
0.4%
7/30/2022
208.80K→207.88K
Total
Net shares
+8.29K
Net value
-$70.08K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/30/2022 | M · Option Exercise | +2.67K | — | — | 1.3% | 199.59K | 202.26K |
| Common Stock Direct | 7/30/2022 | M · Option Exercise | +10K | — | — | 4.9% | 202.26K | 212.26K |
| Common Stock Direct | 7/30/2022 | D · Disposition | −3.46K | $16.00 | $55.33K | 1.6% | 212.26K | 208.80K |
| Common Stock Direct | 7/30/2022 | D · Disposition | −922.00 | $16.00 | $14.75K | 0.4% | 208.80K | 207.88K |
| Total | +8.29K | -$70.08K | ||||||
Derivative Transactions2
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
2.67K shares
Shares
−2.67K
Strike price
0.0
Held after
0.00
Exercisable
—
7/30/2022
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
10K shares
Shares
−10K
Strike price
0.0
Held after
10K
Exercisable
—
7/30/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to acquire) Direct | Common Stock2.67K shares | 7/30/2022 | M · Option Exercise | −2.67K | 0.0 | — | 0.00 |
| Restricted Stock Units (right to acquire) Direct | Common Stock10K shares | 7/30/2022 | M · Option Exercise | −10K | 0.0 | — | 10K |