WUPEN YUEN (VICE PRESIDENT GLOBAL PRODUCT) exercised options at NEOPHOTONICS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/22/2022ACC: 0001227025-22-000112
Officer· VICE PRESIDENT GLOBAL PRODUCT
Since Jul 2018
-4.66K
Net shares
Net seller
$73.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
13.47K acquired · 18.14K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−4.66K
Price / share
$15.71
Trade value
$73.21K
% of position
2.4%
7/20/2022
190.78K→186.12K
Common Stock
Direct
Shares
+13.47K
Price / share
—
Trade value
—
% of position
7.2%
7/20/2022
186.12K→199.59K
Total
Net shares
+8.81K
Net value
-$73.21K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/20/2022 | D · Disposition | −4.66K | $15.71 | $73.21K | 2.4% | 190.78K | 186.12K |
| Common Stock Direct | 7/20/2022 | M · Option Exercise | +13.47K | — | — | 7.2% | 186.12K | 199.59K |
| Total | +8.81K | -$73.21K | ||||||
Derivative Transactions1
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
13.47K shares
Shares
−13.47K
Strike price
0.0
Held after
40.42K
Exercisable
—
7/20/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to acquire) Direct | Common Stock13.47K shares | 7/20/2022 | M · Option Exercise | −13.47K | 0.0 | — | 40.42K |