WUPEN YUEN (VICE PRESIDENT GLOBAL PRODUCT) exercised options at NEOPHOTONICS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/6/2022ACC: 0001227025-22-000092
Officer· VICE PRESIDENT GLOBAL PRODUCT
Since Jul 2018
-5.62K
Net shares
Net seller
$88.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
16.25K acquired · 21.87K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−5.62K
Price / share
$15.70
Trade value
$88.23K
% of position
3.1%
7/1/2022
180.15K→174.53K
Common Stock
Direct
Shares
+16.25K
Price / share
—
Trade value
—
% of position
9.3%
7/1/2022
174.53K→190.78K
Total
Net shares
+10.63K
Net value
-$88.23K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/1/2022 | D · Disposition | −5.62K | $15.70 | $88.23K | 3.1% | 180.15K | 174.53K |
| Common Stock Direct | 7/1/2022 | M · Option Exercise | +16.25K | — | — | 9.3% | 174.53K | 190.78K |
| Total | +10.63K | -$88.23K | ||||||
Derivative Transactions1
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
16.25K shares
Shares
−16.25K
Strike price
0.0
Held after
0.00
Exercisable
—
7/1/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to acquire) Direct | Common Stock16.25K shares | 7/1/2022 | M · Option Exercise | −16.25K | 0.0 | — | 0.00 |