WUPEN YUEN (VICE PRESIDENT GLOBAL PRODUCT) sold 2.0% of their position (3.75K shares) of NEOPHOTONICS CORP on the open market
Open‑market sale worth $56.6K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 5/9/2022ACC: 0001227025-22-000050
Officer· VICE PRESIDENT GLOBAL PRODUCT
Since Jul 2018
-3.75K
Net shares
Net seller
$56.6K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
10K acquired · 13.75K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+10K
Price / share
$3.50
Trade value
$35K
% of position
5.8%
5/5/2022
173.90K→183.90K
Common Stock
Direct
Shares
−3.75K
Price / share
$15.08
Trade value
$56.55K
% of position
2.0%
5/5/2022
183.90K→180.15K
Total
Net shares
+6.25K
Net value
-$21.55K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/5/2022 | M · Option Exercise | +10K | $3.50 | $35K | 5.8% | 173.90K | 183.90K |
| Common Stock Direct | 5/5/2022 | S · Sale | −3.75K | $15.08 | $56.55K | 2.0% | 183.90K | 180.15K |
| Total | +6.25K | -$21.55K | ||||||
Derivative Transactions1
Incentive Stock Option (right to buy)
Direct
Converts to
Common Stock
10K shares
Shares
−10K
Strike price
3.5
Held after
0.00
Exercisable
—
5/5/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) Direct | Common Stock10K shares | 5/5/2022 | M · Option Exercise | −10K | 3.5 | — | 0.00 |