WUPEN YUEN (VICE PRESIDENT GLOBAL PRODUCT) exercised options at NEOPHOTONICS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/3/2022ACC: 0001227025-22-000002
Officer· VICE PRESIDENT GLOBAL PRODUCT
Since Jul 2018
0.00
Net shares
Net seller
$35.8K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
7K acquired · 7K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+7K
Price / share
$5.11
Trade value
$35.77K
% of position
4.2%
12/29/2021
166.90K→173.90K
Total
Net shares
+7K
Net value
$35.77K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/29/2021 | M · Option Exercise | +7K | $5.11 | $35.77K | 4.2% | 166.90K | 173.90K |
| Total | +7K | $35.77K | ||||||
Derivative Transactions1
Non-Qualified Stock Option (right to buy)
Direct
Converts to
Common Stock
7K shares
Shares
−7K
Strike price
5.11
Held after
68K
Exercisable
—
12/29/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) Direct | Common Stock7K shares | 12/29/2021 | M · Option Exercise | −7K | 5.11 | — | 68K |