WUPEN YUEN

PrivateCIK: 1489550
Location

SAN JOSE, CA

WUPEN YUEN (VICE PRESIDENT GLOBAL PRODUCT) reported 1 transaction at NEOPHOTONICS CORP

Review the transaction codes below to understand the nature of each event.

InsiderWUPEN YUENCIK 1489550
IssuerNEOPHOTONICS CORPCIK 1227025
Officer· VICE PRESIDENT GLOBAL PRODUCT
Since Jul 2018
-535.30K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
11
Total transactions
535.30K disposed
Non-Derivative Transactions1

Common Stock

Direct
D · Disposition

Shares

207.88K

Price / share

Trade value

% of position

New position
8/3/2022
207.88K0.00
Total

Net shares

207.88K

Net value

$0.00

Derivative Transactions10

Incentive Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

22.65K shares

Shares

40K

Strike price

3.30

Held after

0.00

Exercisable

8/3/2022

Non-Qualified Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

68K shares

Shares

68K

Strike price

5.11

Held after

0.00

Exercisable

8/3/2022

Incentive Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

25.96K shares

Shares

25.96K

Strike price

7.59

Held after

0.00

Exercisable

8/3/2022

Non-Qualified Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

7.04K shares

Shares

7.04K

Strike price

7.59

Held after

0.00

Exercisable

8/3/2022

Incentive Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

9.67K shares

Shares

9.67K

Strike price

8.07

Held after

0.00

Exercisable

8/3/2022

Non-Qualified Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

19.33K shares

Shares

19.33K

Strike price

8.07

Held after

0.00

Exercisable

8/3/2022

Incentive Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

8.27K shares

Shares

8.27K

Strike price

12.27

Held after

0.00

Exercisable

8/3/2022

Non-Qualified Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

21.73K shares

Shares

21.73K

Strike price

12.27

Held after

0.00

Exercisable

8/3/2022

Restricted Stock Unit (right to acquire)

Direct
D · Disposition
Converts to

Common Stock

90.53K shares

Shares

90.53K

Strike price

0.00

Held after

0.00

Exercisable

8/3/2022

Performance Restricted Stock Unit (right to acquire)

Direct
D · Disposition
Converts to

Common Stock

36.90K shares

Shares

36.90K

Strike price

0.00

Held after

0.00

Exercisable

8/3/2022
WUPEN YUEN — Insider Transaction (Form 4) Filed Aug 5, 2022 | Finecho