WU JINN

PrivateCIK: 1314254

Location

PLAINSBORO, NJ

WU JINN received a stock award from ATHENEX, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

WU JINN

Filed: 4/24/2023ACC: 0001209191-23-025415

InsiderWU JINNCIK 1314254

→

IssuerATHENEX, INC.CIK 1300699

Director

Since Aug 2018

+6.51K

Net shares

Net buyer

$8.5K

Total acquired

0

Open market trades

0B · 0S

1

Total transactions

6.51K acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

Shares

+6.51K

Price / share

$1.30

Trade value

$8.50K

% of position

23.0%

4/21/2023

28.29K→34.80K

Total

Net shares

+6.51K

Net value

$8.50K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/21/2023	A · Award	+6.51K	$1.30	$8.50K	23.0%	28.29K	34.80K
Total			+6.51K		$8.50K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)9

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

825.00

Shares owned

825.00

Exercise price

346.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

375.00

Shares owned

375.00

Exercise price

76.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

500.00

Shares owned

500.00

Exercise price

91.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

750.00

Shares owned

750.00

Exercise price

263.40

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.43K

Shares owned

1.43K

Exercise price

220.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

625.00

Shares owned

625.00

Exercise price

249.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.70K

Shares owned

2.70K

Exercise price

110.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

750.00

Shares owned

750.00

Exercise price

9.14

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

4.80K

Shares owned

4.80K

Exercise price

110.00

Expiration

—

Exercise window

—

Total

Underlying

12.75K

Owned

12.75K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	346.00	—	—	825.00	825.00
Stock Option (Right to Buy) Direct	Common Stock	76.00	—	—	375.00	375.00
Stock Option (Right to Buy) Direct	Common Stock	91.00	—	—	500.00	500.00
Stock Option (Right to Buy) Direct	Common Stock	263.40	—	—	750.00	750.00
Stock Option (Right to Buy) Direct	Common Stock	220.00	—	—	1.43K	1.43K
Stock Option (Right to Buy) Direct	Common Stock	249.00	—	—	625.00	625.00
Stock Option (Right to Buy) Direct	Common Stock	110.00	—	—	2.70K	2.70K
Stock Option (Right to Buy) Direct	Common Stock	9.14	—	—	750.00	750.00
Stock Option (Right to Buy) Direct	Common Stock	110.00	—	—	4.80K	4.80K
Total					12.75K	12.75K

WU JINN — Insider Transaction (Form 4) Filed Apr 24, 2023 | Finecho