WORTH VENTURE PARTNERS, LLC

Filed: 11/15/2023ACC: 0001214659-23-015183

📋 What this filing means

WORTH VENTURE PARTNERS, LLC filed this quarterly 13F‑HR report disclosing 162 equity positions with a total reported market value of $168.54M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

162

Positions

$168.54M

Total AUM (reported)

83.07M

Total Shares

Allocation by class

COM$50.15M29.8%

COM NEW$15.69M9.3%

NOTE 0.375% 6/0$8.29M4.9%

NOTE 5.000% 5/0$8.04M4.8%

NOTE 6.000% 8/1$7.69M4.6%

NOTE 1.000%11/1$7.62M4.5%

DEB 4.625% 9/3$7.08M4.2%

Portfolio Concentration

Top 3$24.03M14.3%

4–10$32.68M19.4%

11–25$37.46M22.2%

Rest$74.37M44.1%

Top 3 weight

14.3%

Top 10 weight

33.6%

Voting Authority Distribution

Total shares with voting rights: 83.07M

Sole

Full voting authority

2.15M

% of voting shares2.6%

Shared

Joint voting authority

80.92M

% of voting shares97.4%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole59

Shared0

Other103

Dominant voting typeShared · 97.4% of voting shares

Institutional Holdings162

Rows:

PALO ALTO NETWORKS INC

OTR

NOTE 0.375% 6/0

Shares3.51M

TypePRN

Market value$8.29M

4.92%

Sole

0.00

Shared

3.51M

None

0.00

BLOOMIN BRANDS INC

OTR

NOTE 5.000% 5/0

Shares3.60M

TypePRN

Market value$8.04M

4.77%

Sole

0.00

Shared

3.60M

None

0.00

ROYAL CARIBBEAN GROUP

OTR

NOTE 6.000% 8/1

Shares3.89M

TypePRN

Market value$7.69M

4.57%

Sole

0.00

Shared

3.89M

None

0.00

CHART INDS INC

OTR

NOTE 1.000%11/1

Shares2.61M

TypePRN

Market value$7.62M

4.52%

Sole

0.00

Shared

2.61M

None

0.00

TRANSOCEAN INC

OTR

DEB 4.625% 9/3

Shares2.72M

TypePRN

Market value$7.08M

4.20%

Sole

0.00

Shared

2.72M

None

0.00

LIVENT CORP

OTR

NOTE 4.125% 7/1

Shares1.84M

TypePRN

Market value$4.00M

2.38%

Sole

0.00

Shared

1.84M

None

0.00

SCPHARMACEUTICALS INC

OTR

COM

Shares539.66K

TypeSH

Market value$3.84M

2.28%

Sole

0.00

Shared

539.66K

None

0.00

ASPEN AEROGELS INC

OTR

COM

Shares428.37K

TypeSH

Market value$3.68M

2.19%

Sole

0.00

Shared

428.37K

None

0.00

INDIE SEMICONDUCTOR INC

OTR

CLASS A COM

Shares534.75K

TypeSH

Market value$3.37M

2.00%

Sole

12.21K

Shared

522.55K

None

0.00

GEO CORRECTIONS HOLDINGS INC

OTR

NOTE 6.500% 2/2

Shares2.55M

TypePRN

Market value$3.08M

1.83%

Sole

0.00

Shared

2.55M

None

0.00

CINEMARK HLDGS INC

OTR

NOTE 4.500% 8/1

Shares1.99M

TypePRN

Market value$2.92M

1.73%

Sole

0.00

Shared

1.99M

None

0.00

VAREX IMAGING CORP

OTR

NOTE 4.000% 6/0

Shares2.55M

TypePRN

Market value$2.90M

1.72%

Sole

0.00

Shared

2.55M

None

0.00

NUVASIVE INC

OTR

NOTE 0.375% 3/1

Shares2.90M

TypePRN

Market value$2.69M

1.60%

Sole

0.00

Shared

2.90M

None

0.00

PROGRESS SOFTWARE CORP

OTR

NOTE 1.000% 4/1

Shares2.56M

TypePRN

Market value$2.66M

1.58%

Sole

0.00

Shared

2.56M

None

0.00

TRANSPHORM INC

OTR

COM

Shares1.15M

TypeSH

Market value$2.56M

1.52%

Sole

0.00

Shared

1.15M

None

0.00

LCI INDS

OTR

NOTE 1.125% 5/1

Shares2.71M

TypePRN

Market value$2.54M

1.51%

Sole

0.00

Shared

2.71M

None

0.00

SAREPTA THERAPEUTICS INC

OTR

DBCV 1.500%11/1

Shares1.43M

TypePRN

Market value$2.54M

1.51%

Sole

0.00

Shared

1.43M

None

0.00

STARWOOD PPTY TR INC

OTR

NOTE 6.750% 7/1

Shares2.45M

TypePRN

Market value$2.52M

1.49%

Sole

0.00

Shared

2.45M

None

0.00

TELA BIO INC

OTR

COM

Shares314.22K

TypeSH

Market value$2.51M

1.49%

Sole

0.00

Shared

314.22K

None

0.00

APOLLO GLOBAL MGMT INC

OTR

COM

Shares27.50K

TypeSH

Market value$2.47M

1.46%

Sole

0.00

Shared

27.50K

None

0.00

AVIAT NETWORKS INC

OTR

COM NEW

Shares75.05K

TypeSH

Market value$2.34M

1.39%

Sole

0.00

Shared

75.05K

None

0.00

POST HLDGS INC

OTR

NOTE 2.500% 8/1

Shares2.31M

TypePRN

Market value$2.30M

1.37%

Sole

0.00

Shared

2.31M

None

0.00

VERADIGM INC

OTR

NOTE 0.875% 1/0

Shares2.02M

TypePRN

Market value$2.30M

1.36%

Sole

0.00

Shared

2.02M

None

0.00

PROGRESSIVE CORP

OTR

COM

Shares15.25K

TypeSH

Market value$2.12M

1.26%

Sole

0.00

Shared

15.25K

None

0.00

INTEGRA LIFESCIENCES HLDGS C

OTR

NOTE 0.500% 8/1

Shares2.29M

TypePRN

Market value$2.10M

1.24%

Sole

0.00

Shared

2.29M

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
PALO ALTO NETWORKS INCOTR	NOTE 0.375% 6/0	3.51M	PRN	$8.29M 4.92%	0.00	3.51M
BLOOMIN BRANDS INCOTR	NOTE 5.000% 5/0	3.60M	PRN	$8.04M 4.77%	0.00	3.60M
ROYAL CARIBBEAN GROUPOTR	NOTE 6.000% 8/1	3.89M	PRN	$7.69M 4.57%	0.00	3.89M
CHART INDS INCOTR	NOTE 1.000%11/1	2.61M	PRN	$7.62M 4.52%	0.00	2.61M
TRANSOCEAN INCOTR	DEB 4.625% 9/3	2.72M	PRN	$7.08M 4.20%	0.00	2.72M
LIVENT CORPOTR	NOTE 4.125% 7/1	1.84M	PRN	$4.00M 2.38%	0.00	1.84M
SCPHARMACEUTICALS INCOTR	COM	539.66K	SH	$3.84M 2.28%	0.00	539.66K
ASPEN AEROGELS INCOTR	COM	428.37K	SH	$3.68M 2.19%	0.00	428.37K
INDIE SEMICONDUCTOR INCOTR	CLASS A COM	534.75K	SH	$3.37M 2.00%	12.21K	522.55K
GEO CORRECTIONS HOLDINGS INCOTR	NOTE 6.500% 2/2	2.55M	PRN	$3.08M 1.83%	0.00	2.55M
CINEMARK HLDGS INCOTR	NOTE 4.500% 8/1	1.99M	PRN	$2.92M 1.73%	0.00	1.99M
VAREX IMAGING CORPOTR	NOTE 4.000% 6/0	2.55M	PRN	$2.90M 1.72%	0.00	2.55M
NUVASIVE INCOTR	NOTE 0.375% 3/1	2.90M	PRN	$2.69M 1.60%	0.00	2.90M
PROGRESS SOFTWARE CORPOTR	NOTE 1.000% 4/1	2.56M	PRN	$2.66M 1.58%	0.00	2.56M
TRANSPHORM INCOTR	COM	1.15M	SH	$2.56M 1.52%	0.00	1.15M
LCI INDSOTR	NOTE 1.125% 5/1	2.71M	PRN	$2.54M 1.51%	0.00	2.71M
SAREPTA THERAPEUTICS INCOTR	DBCV 1.500%11/1	1.43M	PRN	$2.54M 1.51%	0.00	1.43M
STARWOOD PPTY TR INCOTR	NOTE 6.750% 7/1	2.45M	PRN	$2.52M 1.49%	0.00	2.45M
TELA BIO INCOTR	COM	314.22K	SH	$2.51M 1.49%	0.00	314.22K
APOLLO GLOBAL MGMT INCOTR	COM	27.50K	SH	$2.47M 1.46%	0.00	27.50K
AVIAT NETWORKS INCOTR	COM NEW	75.05K	SH	$2.34M 1.39%	0.00	75.05K
POST HLDGS INCOTR	NOTE 2.500% 8/1	2.31M	PRN	$2.30M 1.37%	0.00	2.31M
VERADIGM INCOTR	NOTE 0.875% 1/0	2.02M	PRN	$2.30M 1.36%	0.00	2.02M
PROGRESSIVE CORPOTR	COM	15.25K	SH	$2.12M 1.26%	0.00	15.25K
INTEGRA LIFESCIENCES HLDGS COTR	NOTE 0.500% 8/1	2.29M	PRN	$2.10M 1.24%	0.00	2.29M

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