WORMAN GLENN C. (President and CFO) exercised options at NATIONAL HOLDINGS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/2/2020ACC: 0001437749-20-022256
Officer· President and CFO
Since Jul 2017
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
37.21K acquired · 37.21K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+37.21K
Price / share
—
Trade value
—
% of position
40.2%
11/1/2020
92.58K→129.80K
Total
Net shares
+37.21K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/1/2020 | M · Option Exercise | +37.21K | — | — | 40.2% | 92.58K | 129.80K |
| Total | +37.21K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
37.21K shares
Shares
−37.21K
Strike price
Held after
531.25K
Exercisable
—
11/1/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock37.21K shares | 11/1/2020 | M · Option Exercise | −37.21K | — | 531.25K |