WORMAN GLENN C. (President and CFO) exercised options at NATIONAL HOLDINGS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/22/2019ACC: 0001437749-19-014374
Officer· President and CFO
Since Jul 2017
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
15.63K acquired · 15.63K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+15.63K
Price / share
—
Trade value
—
% of position
48.4%
7/19/2019
32.29K→47.91K
Total
Net shares
+15.63K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/19/2019 | M · Option Exercise | +15.63K | — | — | 48.4% | 32.29K | 47.91K |
| Total | +15.63K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
15.63K shares
Shares
−15.63K
Strike price
Held after
495.31K
Exercisable
—
7/19/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock15.63K shares | 7/19/2019 | M · Option Exercise | −15.63K | — | 495.31K |