WORMAN GLENN C. (President and CFO) exercised options at NATIONAL HOLDINGS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/28/2019ACC: 0001437749-19-013070
Officer· President and CFO
Since Jul 2017
-7.76K
Net shares
Net seller
$22.6K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
22.86K acquired · 30.62K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+22.86K
Price / share
—
Trade value
—
% of position
132.9%
4/10/2019
17.20K→40.05K
Common Stock
Direct
Shares
−7.76K
Price / share
$2.91
Trade value
$22.60K
% of position
19.4%
5/30/2019
40.05K→32.29K
Total
Net shares
+15.09K
Net value
-$22.60K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/10/2019 | M · Option Exercise | +22.86K | — | — | 132.9% | 17.20K | 40.05K |
| Common Stock Direct | 5/30/2019 | F · Tax Withholding | −7.76K | $2.91 | $22.60K | 19.4% | 40.05K | 32.29K |
| Total | +15.09K | -$22.60K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
22.86K shares
Shares
−22.86K
Strike price
Held after
510.94K
Exercisable
—
4/10/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock22.86K shares | 4/10/2019 | M · Option Exercise | −22.86K | — | 510.94K |