WORLAND STEPHEN T (President and Chief Executive) exercised options at EFFECTOR THERAPEUTICS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/14/2023ACC: 0001209191-23-045499
DirectorOfficer· President and Chief Executive
Since Aug 2021
0.00
Net shares
Net seller
$17.6K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
33.80K acquired · 33.80K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+33.80K
Price / share
$0.52
Trade value
$17.58K
% of position
14.9%
8/11/2023
227.43K→261.23K
Total
Net shares
+33.80K
Net value
$17.58K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/11/2023 | M · Option Exercise | +33.80K | $0.52 | $17.58K | 14.9% | 227.43K | 261.23K |
| Total | +33.80K | $17.58K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
33.80K shares
Shares
−33.80K
Strike price
0.52
Held after
0.00
Exercisable
—
8/11/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock33.80K shares | 8/11/2023 | M · Option Exercise | −33.80K | 0.52 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned562.34K
Total
562.34K indirect562.34K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 562.34K | Indirect |
| Total | 562.34K | 562.34K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported