WORLAND STEPHEN T (President and Chief Executive) received a stock award from EFFECTOR THERAPEUTICS, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 3 awards

WORLAND STEPHEN T

Filed: 8/27/2021ACC: 0001209191-21-053686

InsiderWORLAND STEPHEN TCIK 1283307

→

IssuerEFFECTOR THERAPEUTICS, INC.CIK 1828522

DirectorOfficer· President and Chief Executive

Since Aug 2021

+2.36M

Net shares

Net buyer

$500.0K

Total acquired

Open market trades

0B · 0S

Total transactions

2.36M acquired

Non-Derivative Transactions3

Common Stock

Indirect

A · Award

+512.34K

Price / share

—

Trade value

—

% of position

New position

8/25/2021

0.00→512.34K

Common Stock

Indirect

A · Award

+50K

Price / share

$10.00

Trade value

$500K

% of position

9.8%

8/25/2021

512.34K→562.34K

Common Stock

Direct

A · Award

+193.14K

Price / share

—

Trade value

—

% of position

34.3%

8/25/2021

562.34K→755.48K

Total

Net shares

+755.48K

Net value

$500K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	8/25/2021	A · Award	+512.34K	—	—	New position	0.00	512.34K
Common Stock Indirect	8/25/2021	A · Award	+50K	$10.00	$500K	9.8%	512.34K	562.34K
Common Stock Direct	8/25/2021	A · Award	+193.14K	—	—	34.3%	562.34K	755.48K
Total			+755.48K		$500K

Derivative Transactions7

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

33.80K shares

+33.80K

Strike price

0.52

Held after

33.80K

Exercisable

—

8/25/2021

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

217.28K shares

+217.28K

Strike price

0.73

Held after

217.28K

Exercisable

—

8/25/2021

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

619.02K shares

+619.02K

Strike price

1.14

Held after

619.02K

Exercisable

—

8/25/2021

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

144.86K shares

+144.86K

Strike price

1.14

Held after

144.86K

Exercisable

—

8/25/2021

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

289.71K shares

+289.71K

Strike price

1.66

Held after

289.71K

Exercisable

—

8/25/2021

Earn-out Right

Indirect

A · Award

Converts to

Common Stock

75.47K shares

+75.47K

Strike price

Held after

75.47K

Exercisable

—

8/25/2021

Earn-out Right

Direct

A · Award

Converts to

Common Stock

220.64K shares

+220.64K

Strike price

Held after

220.64K

Exercisable

—

8/25/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock33.80K shares	8/25/2021	A · Award	+33.80K	0.52	—	33.80K
Stock Option (Right to Buy) Direct	Common Stock217.28K shares	8/25/2021	A · Award	+217.28K	0.73	—	217.28K
Stock Option (Right to Buy) Direct	Common Stock619.02K shares	8/25/2021	A · Award	+619.02K	1.14	—	619.02K
Stock Option (Right to Buy) Direct	Common Stock144.86K shares	8/25/2021	A · Award	+144.86K	1.14	—	144.86K
Stock Option (Right to Buy) Direct	Common Stock289.71K shares	8/25/2021	A · Award	+289.71K	1.66	—	289.71K
Earn-out Right Indirect	Common Stock75.47K shares	8/25/2021	A · Award	+75.47K		—	75.47K
Earn-out Right Direct	Common Stock220.64K shares	8/25/2021	A · Award	+220.64K		—	220.64K