WONG STEPHEN M. enters TECHPOINT, INC. with 25K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 9/19/2018ACC: 0001209191-18-051723
Officer· Interim Chief Financial Office
Since Sep 2018
25K
Baseline shares
100% direct
25K
Direct ownership
2 positions
10K
Derivative underlying
1 instrument
2
Security positions
All direct
Non-Derivative Holdings2
Common Stock
DirectShares owned17.50K
Japanese Depositary Shares Representing Equity Stock
DirectShares owned7.50K
Total
25K direct25K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 17.50K | Direct |
| Japanese Depositary Shares Representing Equity Stock | 7.50K | Direct |
| Total | 25K | 25K direct |
Derivative Holdings1
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
N/A
Exercise price
2.93
Expiration
—
Exercise window
—
Total
Underlying
10K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock | 2.93 | — | — | 10K | N/A |
| Total | 10K | 0.00 | ||||