WOMACK LEO B exercised options at PETROLIA ENERGY CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/30/2018ACC: 0001580695-18-000475
+810K
Net shares
Net buyer
$60.0K
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
1.81M acquired · 1M disposed
Non-Derivative Transactions1
Common Stock (Restricted)
Direct
Shares
+1M
Price / share
$0.06
Trade value
$60K
% of position
35.0%
9/23/2018
2.86M→3.86M
Total
Net shares
+1M
Net value
$60K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted) Direct | 9/23/2018 | M · Option Exercise | +1M | $0.06 | $60K | 35.0% | 2.86M | 3.86M |
| Total | +1M | $60K | ||||||
Derivative Transactions5
Warrant
Direct
Converts to
Common Stock (Restricted)
250K shares
Shares
+250K
Strike price
0.10
Held after
4.16M
Exercisable
—
3/31/2018
Warrant
Direct
Converts to
Common Stock (Restricted)
250K shares
Shares
+250K
Strike price
0.10
Held after
4.41M
Exercisable
—
6/30/2018
Warrant
Direct
Converts to
Common Stock (Restricted)
60K shares
Shares
+60K
Strike price
0.10
Held after
4.17M
Exercisable
—
8/22/2018
Warrant
Direct
Converts to
Common Stock (Restricted)
1M shares
Shares
−1M
Strike price
0.06
Held after
3.17M
Exercisable
—
9/23/2018
Warrant
Direct
Converts to
Common Stock (Restricted)
250K shares
Shares
+250K
Strike price
0.10
Held after
3.42M
Exercisable
—
9/30/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant Direct | Common Stock (Restricted)250K shares | 3/31/2018 | A · Award | +250K | 0.10 | — | 4.16M |
| Warrant Direct | Common Stock (Restricted)250K shares | 6/30/2018 | A · Award | +250K | 0.10 | — | 4.41M |
| Warrant Direct | Common Stock (Restricted)60K shares | 8/22/2018 | A · Award | +60K | 0.10 | — | 4.17M |
| Warrant Direct | Common Stock (Restricted)1M shares | 9/23/2018 | M · Option Exercise | −1M | 0.06 | — | 3.17M |
| Warrant Direct | Common Stock (Restricted)250K shares | 9/30/2018 | A · Award | +250K | 0.10 | — | 3.42M |