WOLFF STEFANI (Senior VP of Strategy and Ops) reported 2 transactions at PRINCIPIA BIOPHARMA INC.
Review the transaction codes below to understand the nature of each event.
Common Stock
Shares
−5.50K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
−13.59K
Price / share
$100.00
Trade value
$1.36M
% of position
Net shares
−19.10K
Net value
-$1.36M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/18/2020 | G · Gift | −5.50K | — | — | 28.8% | 19.10K | 13.59K |
| Common Stock Direct | 9/28/2020 | U · U | −13.59K | $100.00 | $1.36M | New position | 13.59K | 0.00 |
| Total | −19.10K | -$1.36M | ||||||
Employee Stock Option (right to buy)
Common Stock
30.06K shares
Shares
−30.06K
Strike price
4.542
Held after
0.00
Exercisable
—
Employee Stock Option (right to buy)
Common Stock
16.84K shares
Shares
−16.84K
Strike price
7.2671
Held after
0.00
Exercisable
—
Employee Stock Option (right to buy)
Common Stock
22.02K shares
Shares
−22.02K
Strike price
11.3549
Held after
0.00
Exercisable
—
Employee Stock Option (right to buy)
Common Stock
55.04K shares
Shares
−55.04K
Strike price
17.00
Held after
0.00
Exercisable
—
Employee Stock Option (right to buy)
Common Stock
60K shares
Shares
−60K
Strike price
35.42
Held after
0.00
Exercisable
—
Employee Stock Option (right to buy)
Common Stock
55K shares
Shares
−55K
Strike price
67.31
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock30.06K shares | 9/28/2020 | D · Disposition | −30.06K | 4.542 | — | 0.00 |
| Employee Stock Option (right to buy) Direct | Common Stock16.84K shares | 9/28/2020 | D · Disposition | −16.84K | 7.2671 | — | 0.00 |
| Employee Stock Option (right to buy) Direct | Common Stock22.02K shares | 9/28/2020 | D · Disposition | −22.02K | 11.3549 | — | 0.00 |
| Employee Stock Option (right to buy) Direct | Common Stock55.04K shares | 9/28/2020 | D · Disposition | −55.04K | 17.00 | — | 0.00 |
| Employee Stock Option (right to buy) Direct | Common Stock60K shares | 9/28/2020 | D · Disposition | −60K | 35.42 | — | 0.00 |
| Employee Stock Option (right to buy) Direct | Common Stock55K shares | 9/28/2020 | D · Disposition | −55K | 67.31 | — | 0.00 |