WOLFF STEFANI enters PRINCIPIA BIOPHARMA INC. with 32.67K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 9/13/2018ACC: 0001209191-18-050892
Officer· Senior VP of Strategy and Ops
Since Sep 2018
32.67K
Baseline shares
100% direct
32.67K
Direct ownership
1 position
123.94K
Derivative underlying
4 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned32.67K
Total
32.67K direct32.67K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 32.67K | Direct |
| Total | 32.67K | 32.67K direct |
Derivative Holdings4
Employee Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
30.05K
Shares owned
N/A
Exercise price
4.542
Expiration
—
Exercise window
—
Employee Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
22.02K
Shares owned
N/A
Exercise price
11.3549
Expiration
—
Exercise window
—
Employee Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
16.84K
Shares owned
N/A
Exercise price
7.2671
Expiration
—
Exercise window
—
Employee Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
55.02K
Shares owned
N/A
Exercise price
17.00
Expiration
—
Exercise window
—
Total
Underlying
123.94K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock | 4.542 | — | — | 30.05K | N/A |
| Employee Stock Option (right to buy) Direct | Common Stock | 11.3549 | — | — | 22.02K | N/A |
| Employee Stock Option (right to buy) Direct | Common Stock | 7.2671 | — | — | 16.84K | N/A |
| Employee Stock Option (right to buy) Direct | Common Stock | 17.00 | — | — | 55.02K | N/A |
| Total | 123.94K | 0.00 | ||||