WOLF LISA G

PrivateCIK: 1861556

Location

FREMONT, CA

WOLF LISA G enters RESONANT INC with 151.71K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Indirect Derivatives

WOLF LISA G

Filed: 5/18/2021ACC: 0001861556-21-000001

InsiderWOLF LISA GCIK 1861556

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IssuerRESONANT INCCIK 1579910

Officer· Chief Accounting Officer

Since May 2021

151.71K

Baseline shares

100% direct

151.67K

Direct ownership

1 position

178.80K

Derivative underlying

9 instruments

2

Security positions

40.00 indirect

Non-Derivative Holdings2

Common Stock

Direct

Shares owned151.67K

Common Stock

Indirect

Shares owned40.00

Total

151.67K direct·40.00 indirect151.71K

Security Title	Shares Owned	Ownership Type
Common Stock	151.67K	Direct
Common Stock	40.00	Indirect
Total	151.71K	151.67K direct·40.00 indirect

Derivative Holdings9

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

13.86K

Shares owned

N/A

Exercise price

0

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

31.18K

Shares owned

N/A

Exercise price

0

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

39.44K

Shares owned

N/A

Exercise price

0

Expiration

—

Exercise window

—

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

4.81K

Shares owned

N/A

Exercise price

4.62

Expiration

—

Exercise window

—

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

25K

Shares owned

N/A

Exercise price

5.07

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

37.50K

Shares owned

N/A

Exercise price

0

Expiration

—

Exercise window

—

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

6.69K

Shares owned

N/A

Exercise price

4.51

Expiration

—

Exercise window

—

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

15.32K

Shares owned

N/A

Exercise price

4.36

Expiration

—

Exercise window

—

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

5K

Shares owned

N/A

Exercise price

7.2

Expiration

—

Exercise window

—

Total

Underlying

178.80K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Common Stock	0	—	—	13.86K	N/A
Restricted Stock Units Direct	Common Stock	0	—	—	31.18K	N/A
Restricted Stock Units Direct	Common Stock	0	—	—	39.44K	N/A
Stock Options (Right to Buy) Direct	Common Stock	4.62	—	—	4.81K	N/A
Stock Options (Right to Buy) Direct	Common Stock	5.07	—	—	25K	N/A
Restricted Stock Units Direct	Common Stock	0	—	—	37.50K	N/A
Stock Options (Right to Buy) Direct	Common Stock	4.51	—	—	6.69K	N/A
Stock Options (Right to Buy) Direct	Common Stock	4.36	—	—	15.32K	N/A
Stock Options (Right to Buy) Direct	Common Stock	7.2	—	—	5K	N/A
Total					178.80K	0.00