WOLF JAMES G.

PrivateCIK: 1419248

Location

KIAWAH ISLAND, SC

WOLF JAMES G. enters ENZO BIOCHEM INC with 3.98M shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Indirect Derivatives

WOLF JAMES G.

Filed: 1/9/2023ACC: 0001290929-23-000001

InsiderWOLF JAMES G.CIK 1419248

→

IssuerENZO BIOCHEM INCCIK 316253

10% Owner

Since Oct 2022

3.98M

Baseline shares

89% direct

3.56M

Direct ownership

1 position

1.17M

Derivative underlying

8 instruments

5

Security positions

418.50K indirect

Non-Derivative Holdings5

Common Stock, $0.01 par value

Indirect

Shares owned22K

Common Stock, $0.01 par value

Indirect

Shares owned110K

Common Stock, $0.01 par value

Indirect

Shares owned116K

Common Stock, $0.01 par value

Indirect

Shares owned170.50K

Common Stock, $0.01 par value

Direct

Shares owned3.56M

Total

3.56M direct·418.50K indirect3.98M

Security Title	Shares Owned	Ownership Type
Common Stock, $0.01 par value	22K	Indirect
Common Stock, $0.01 par value	110K	Indirect
Common Stock, $0.01 par value	116K	Indirect
Common Stock, $0.01 par value	170.50K	Indirect
Common Stock, $0.01 par value	3.56M	Direct
Total	3.98M	3.56M direct·418.50K indirect

Derivative Holdings8

Long Call Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

275K

Shares owned

N/A

Exercise price

2.5

Expiration

—

Exercise window

—

Short Put Option (obligation to buy)

Direct

Underlying security

Common Stock

Underlying shares

34.50K

Shares owned

N/A

Exercise price

5

Expiration

—

Exercise window

—

Short Put Option (obligation to buy)

Direct

Underlying security

Common Stock

Underlying shares

30K

Shares owned

N/A

Exercise price

2.5

Expiration

—

Exercise window

—

Long Call Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

75K

Shares owned

N/A

Exercise price

7.5

Expiration

—

Exercise window

—

Short Put Option (obligation to buy)

Direct

Underlying security

Common Stock

Underlying shares

400K

Shares owned

N/A

Exercise price

2.5

Expiration

—

Exercise window

—

Long Call Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

75K

Shares owned

N/A

Exercise price

2.5

Expiration

—

Exercise window

—

Long Call Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

200K

Shares owned

N/A

Exercise price

5

Expiration

—

Exercise window

—

Long Call Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

80.70K

Shares owned

N/A

Exercise price

5

Expiration

—

Exercise window

—

Total

Underlying

1.17M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Long Call Option (right to buy) Direct	Common Stock	2.5	—	—	275K	N/A
Short Put Option (obligation to buy) Direct	Common Stock	5	—	—	34.50K	N/A
Short Put Option (obligation to buy) Direct	Common Stock	2.5	—	—	30K	N/A
Long Call Option (right to buy) Direct	Common Stock	7.5	—	—	75K	N/A
Short Put Option (obligation to buy) Direct	Common Stock	2.5	—	—	400K	N/A
Long Call Option (right to buy) Direct	Common Stock	2.5	—	—	75K	N/A
Long Call Option (right to buy) Direct	Common Stock	5	—	—	200K	N/A
Long Call Option (right to buy) Direct	Common Stock	5	—	—	80.70K	N/A
Total					1.17M	0.00

WOLF JAMES G. — Initial Ownership Disclosure (Form 3) Filed Jan 9, 2023 | Finecho