WNY ASSET MANAGEMENT, LLC

Filed: 8/3/2023ACC: 0001803296-23-000003

📋 What this filing means

WNY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 196 equity positions with a total reported market value of $470.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

196

Positions

$470.13M

Total AUM (reported)

11.59M

Total Shares

Allocation by class

COM$82.07M17.5%

SHS CREATION UNI$66.11M14.1%

CORE PLUS INCM$49.77M10.6%

20 YR TR BD ETF$27.96M5.9%

GOLD SHS$26.38M5.6%

ACTIVE VALUE ETF$20.25M4.3%

MIDCP 400 IDX$16.31M3.5%

Portfolio Concentration

Top 3$115.06M24.5%

4–10$127.84M27.2%

11–25$84.77M18.0%

Rest$142.46M30.3%

Top 3 weight

24.5%

Top 10 weight

51.7%

Voting Authority Distribution

Total shares with voting rights: 11.59M

Sole

Full voting authority

11.59M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole196

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings196

Rows:

CAPITAL GRP FIXED INCM ETF T

SOLE

CORE PLUS INCM

Shares2.24M

TypeSH

Market value$49.77M

10.59%

Sole

2.24M

Shared

0.00

None

0.00

CAPITAL GROUP GBL GROWTH EQT

SOLE

SHS CREATION UNI

Shares1.36M

TypeSH

Market value$32.97M

7.01%

Sole

1.36M

Shared

0.00

None

0.00

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares1.20M

TypeSH

Market value$32.32M

6.87%

Sole

1.20M

Shared

0.00

None

0.00

ISHARES TR

SOLE

20 YR TR BD ETF

Shares271.61K

TypeSH

Market value$27.96M

5.95%

Sole

271.61K

Shared

0.00

None

0.00

SPDR GOLD TR

SOLE

GOLD SHS

Shares148K

TypeSH

Market value$26.38M

5.61%

Sole

148K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

ACTIVE VALUE ETF

Shares381.07K

TypeSH

Market value$20.25M

4.31%

Sole

381.07K

Shared

0.00

None

0.00

VANGUARD ADMIRAL FDS INC

SOLE

MIDCP 400 IDX

Shares184.20K

TypeSH

Market value$16.31M

3.47%

Sole

184.20K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE HIGH DV ETF

Shares153.38K

TypeSH

Market value$15.46M

3.29%

Sole

153.38K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares60.95K

TypeSH

Market value$11.82M

2.51%

Sole

60.95K

Shared

0.00

None

0.00

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares203.58K

TypeSH

Market value$9.65M

2.05%

Sole

203.58K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares20.79K

TypeSH

Market value$8.47M

1.80%

Sole

20.79K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares149.15K

TypeSH

Market value$8.12M

1.73%

Sole

149.15K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares36.50K

TypeSH

Market value$8.04M

1.71%

Sole

36.50K

Shared

0.00

None

0.00

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares169.30K

TypeSH

Market value$7.82M

1.66%

Sole

169.30K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO LN TSR

Shares247.91K

TypeSH

Market value$7.41M

1.58%

Sole

247.91K

Shared

0.00

None

0.00

VERIZON COMMUNICATIONS INC

SOLE

COM

Shares165.07K

TypeSH

Market value$6.14M

1.31%

Sole

165.07K

Shared

0.00

None

0.00

DIMENSIONAL ETF TRUST

SOLE

US MKTWIDE VALUE

Shares173.03K

TypeSH

Market value$5.97M

1.27%

Sole

173.03K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares15.29K

TypeSH

Market value$5.21M

1.11%

Sole

15.29K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares20.90K

TypeSH

Market value$4.92M

1.05%

Sole

20.90K

Shared

0.00

None

0.00

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares12.34K

TypeSH

Market value$4.21M

0.90%

Sole

12.34K

Shared

0.00

None

0.00

AT&T INC

SOLE

COM

Shares254.57K

TypeSH

Market value$4.06M

0.86%

Sole

254.57K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares29.16K

TypeSH

Market value$3.80M

0.81%

Sole

29.16K

Shared

0.00

None

0.00

KAYNE ANDERSON ENERGY INFRST

SOLE

COM

Shares439.01K

TypeSH

Market value$3.57M

0.76%

Sole

439.01K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

INTL HIGH ETF

Shares56.06K

TypeSH

Market value$3.54M

0.75%

Sole

56.06K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares63.09K

TypeSH

Market value$3.49M

0.74%

Sole

63.09K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
CAPITAL GRP FIXED INCM ETF TSOLE	CORE PLUS INCM	2.24M	SH	$49.77M 10.59%	2.24M
CAPITAL GROUP GBL GROWTH EQTSOLE	SHS CREATION UNI	1.36M	SH	$32.97M 7.01%	1.36M
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	1.20M	SH	$32.32M 6.87%	1.20M
ISHARES TRSOLE	20 YR TR BD ETF	271.61K	SH	$27.96M 5.95%	271.61K
SPDR GOLD TRSOLE	GOLD SHS	148K	SH	$26.38M 5.61%	148K
J P MORGAN EXCHANGE TRADED FSOLE	ACTIVE VALUE ETF	381.07K	SH	$20.25M 4.31%	381.07K
VANGUARD ADMIRAL FDS INCSOLE	MIDCP 400 IDX	184.20K	SH	$16.31M 3.47%	184.20K
ISHARES TRSOLE	CORE HIGH DV ETF	153.38K	SH	$15.46M 3.29%	153.38K
APPLE INCSOLE	COM	60.95K	SH	$11.82M 2.51%	60.95K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	203.58K	SH	$9.65M 2.05%	203.58K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	20.79K	SH	$8.47M 1.80%	20.79K
SPDR SER TRSOLE	PORTFOLI S&P1500	149.15K	SH	$8.12M 1.73%	149.15K
VANGUARD INDEX FDSSOLE	MID CAP ETF	36.50K	SH	$8.04M 1.71%	36.50K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	169.30K	SH	$7.82M 1.66%	169.30K
SPDR SER TRSOLE	PORTFOLIO LN TSR	247.91K	SH	$7.41M 1.58%	247.91K
VERIZON COMMUNICATIONS INCSOLE	COM	165.07K	SH	$6.14M 1.31%	165.07K
DIMENSIONAL ETF TRUSTSOLE	US MKTWIDE VALUE	173.03K	SH	$5.97M 1.27%	173.03K
MICROSOFT CORPSOLE	COM	15.29K	SH	$5.21M 1.11%	15.29K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	20.90K	SH	$4.92M 1.05%	20.90K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	12.34K	SH	$4.21M 0.90%	12.34K
AT&T INCSOLE	COM	254.57K	SH	$4.06M 0.86%	254.57K
AMAZON COM INCSOLE	COM	29.16K	SH	$3.80M 0.81%	29.16K
KAYNE ANDERSON ENERGY INFRSTSOLE	COM	439.01K	SH	$3.57M 0.76%	439.01K
VANGUARD WHITEHALL FDSSOLE	INTL HIGH ETF	56.06K	SH	$3.54M 0.75%	56.06K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	63.09K	SH	$3.49M 0.74%	63.09K

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