WNY ASSET MANAGEMENT, LLC

Filed: 5/2/2023ACC: 0001803296-23-000002

📋 What this filing means

WNY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 187 equity positions with a total reported market value of $420.63M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

187

Positions

$420.63M

Total AUM (reported)

11.10M

Total Shares

Allocation by class

COM$77.87M18.5%

SHS CREATION UNI$62.83M14.9%

CORE PLUS INCM$37.30M8.9%

20 YR TR BD ETF$25.34M6.0%

ACTIVE VALUE ETF$16.41M3.9%

GOLD SHS$14.67M3.5%

CONSER ALLOC ETF$13.37M3.2%

Portfolio Concentration

Top 3$99.29M23.6%

4–10$100.20M23.8%

11–25$77.19M18.4%

Rest$143.94M34.2%

Top 3 weight

23.6%

Top 10 weight

47.4%

Voting Authority Distribution

Total shares with voting rights: 11.10M

Sole

Full voting authority

11.10M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole187

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings187

Rows:

CAPITAL GROUP FIXED INCOME E

SOLE

CORE PLUS INCM

Shares1.64M

TypeSH

Market value$37.30M

8.87%

Sole

1.64M

Shared

0.00

None

0.00

CAPITAL GROUP GBL GROWTH EQT

SOLE

SHS CREATION UNI

Shares1.50M

TypeSH

Market value$34.64M

8.24%

Sole

1.50M

Shared

0.00

None

0.00

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares1.10M

TypeSH

Market value$27.35M

6.50%

Sole

1.10M

Shared

0.00

None

0.00

ISHARES TR

SOLE

20 YR TR BD ETF

Shares238.22K

TypeSH

Market value$25.34M

6.02%

Sole

238.22K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

ACTIVE VALUE ETF

Shares318.80K

TypeSH

Market value$16.41M

3.90%

Sole

318.80K

Shared

0.00

None

0.00

SPDR GOLD TR

SOLE

GOLD SHS

Shares80.05K

TypeSH

Market value$14.67M

3.49%

Sole

80.05K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CONSER ALLOC ETF

Shares382.55K

TypeSH

Market value$13.37M

3.18%

Sole

382.55K

Shared

0.00

None

0.00

VANGUARD ADMIRAL FDS INC

SOLE

MIDCP 400 IDX

Shares125.37K

TypeSH

Market value$10.62M

2.52%

Sole

125.37K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares62K

TypeSH

Market value$10.22M

2.43%

Sole

62K

Shared

0.00

None

0.00

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares200.14K

TypeSH

Market value$9.57M

2.28%

Sole

200.14K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares53.97K

TypeSH

Market value$7.81M

1.86%

Sole

53.97K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares147.08K

TypeSH

Market value$7.42M

1.76%

Sole

147.08K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO LN TSR

Shares220.50K

TypeSH

Market value$6.81M

1.62%

Sole

220.50K

Shared

0.00

None

0.00

VERIZON COMMUNICATIONS INC

SOLE

COM

Shares161.75K

TypeSH

Market value$6.29M

1.50%

Sole

161.75K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares38.99K

TypeSH

Market value$6.19M

1.47%

Sole

38.99K

Shared

0.00

None

0.00

DIMENSIONAL ETF TRUST

SOLE

US MKTWIDE VALUE

Shares174.17K

TypeSH

Market value$5.83M

1.39%

Sole

174.17K

Shared

0.00

None

0.00

AT&T INC

SOLE

COM

Shares252.98K

TypeSH

Market value$4.87M

1.16%

Sole

252.98K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

MEGA CAP VAL ETF

Shares44.43K

TypeSH

Market value$4.49M

1.07%

Sole

44.43K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares15.30K

TypeSH

Market value$4.41M

1.05%

Sole

15.30K

Shared

0.00

None

0.00

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares96.19K

TypeSH

Market value$4.34M

1.03%

Sole

96.19K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares32.08K

TypeSH

Market value$4.30M

1.02%

Sole

32.08K

Shared

0.00

None

0.00

RCM TECHNOLOGIES INC

SOLE

COM NEW

Shares343.69K

TypeSH

Market value$3.97M

0.94%

Sole

343.69K

Shared

0.00

None

0.00

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares12.43K

TypeSH

Market value$3.84M

0.91%

Sole

12.43K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

INTL HIGH ETF

Shares53.73K

TypeSH

Market value$3.33M

0.79%

Sole

53.73K

Shared

0.00

None

0.00

VODAFONE GROUP PLC NEW

SOLE

SPONSORED ADR

Shares298.26K

TypeSH

Market value$3.29M

0.78%

Sole

298.26K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
CAPITAL GROUP FIXED INCOME ESOLE	CORE PLUS INCM	1.64M	SH	$37.30M 8.87%	1.64M
CAPITAL GROUP GBL GROWTH EQTSOLE	SHS CREATION UNI	1.50M	SH	$34.64M 8.24%	1.50M
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	1.10M	SH	$27.35M 6.50%	1.10M
ISHARES TRSOLE	20 YR TR BD ETF	238.22K	SH	$25.34M 6.02%	238.22K
J P MORGAN EXCHANGE TRADED FSOLE	ACTIVE VALUE ETF	318.80K	SH	$16.41M 3.90%	318.80K
SPDR GOLD TRSOLE	GOLD SHS	80.05K	SH	$14.67M 3.49%	80.05K
ISHARES TRSOLE	CONSER ALLOC ETF	382.55K	SH	$13.37M 3.18%	382.55K
VANGUARD ADMIRAL FDS INCSOLE	MIDCP 400 IDX	125.37K	SH	$10.62M 2.52%	125.37K
APPLE INCSOLE	COM	62K	SH	$10.22M 2.43%	62K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	200.14K	SH	$9.57M 2.28%	200.14K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	53.97K	SH	$7.81M 1.86%	53.97K
SPDR SER TRSOLE	PORTFOLI S&P1500	147.08K	SH	$7.42M 1.76%	147.08K
SPDR SER TRSOLE	PORTFOLIO LN TSR	220.50K	SH	$6.81M 1.62%	220.50K
VERIZON COMMUNICATIONS INCSOLE	COM	161.75K	SH	$6.29M 1.50%	161.75K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	38.99K	SH	$6.19M 1.47%	38.99K
DIMENSIONAL ETF TRUSTSOLE	US MKTWIDE VALUE	174.17K	SH	$5.83M 1.39%	174.17K
AT&T INCSOLE	COM	252.98K	SH	$4.87M 1.16%	252.98K
VANGUARD WORLD FDSOLE	MEGA CAP VAL ETF	44.43K	SH	$4.49M 1.07%	44.43K
MICROSOFT CORPSOLE	COM	15.30K	SH	$4.41M 1.05%	15.30K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	96.19K	SH	$4.34M 1.03%	96.19K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	32.08K	SH	$4.30M 1.02%	32.08K
RCM TECHNOLOGIES INCSOLE	COM NEW	343.69K	SH	$3.97M 0.94%	343.69K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	12.43K	SH	$3.84M 0.91%	12.43K
VANGUARD WHITEHALL FDSSOLE	INTL HIGH ETF	53.73K	SH	$3.33M 0.79%	53.73K
VODAFONE GROUP PLC NEWSOLE	SPONSORED ADR	298.26K	SH	$3.29M 0.78%	298.26K

Page 1 of 8

…