WNY ASSET MANAGEMENT, LLC

Filed: 1/25/2023ACC: 0001803296-23-000001

📋 What this filing means

WNY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 186 equity positions with a total reported market value of $369.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

186

Positions

$369.67M

Total AUM (reported)

9.42M

Total Shares

Allocation by class

COM$74.36M20.1%

SHS CREATION UNI$43.60M11.8%

CORE PLUS INCM$23.16M6.3%

MEGA CAP VAL ETF$18.35M5.0%

ACTIVE VALUE ETF$15.91M4.3%

20 YR TR BD ETF$12.38M3.3%

CONSER ALLOC ETF$11.98M3.2%

Portfolio Concentration

Top 3$65.92M17.8%

4–10$85.49M23.1%

11–25$81.21M22.0%

Rest$137.04M37.1%

Top 3 weight

17.8%

Top 10 weight

41.0%

Voting Authority Distribution

Total shares with voting rights: 9.42M

Sole

Full voting authority

9.42M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole186

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings186

Rows:

CAPITAL GROUP FIXED INCOME E

SOLE

CORE PLUS INCM

Shares1.04M

TypeSH

Market value$23.16M

6.26%

Sole

1.04M

Shared

0.00

None

0.00

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares960.30K

TypeSH

Market value$22.65M

6.13%

Sole

960.30K

Shared

0.00

None

0.00

CAPITAL GROUP GBL GROWTH EQT

SOLE

SHS CREATION UNI

Shares957.36K

TypeSH

Market value$20.11M

5.44%

Sole

957.36K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

MEGA CAP VAL ETF

Shares178.43K

TypeSH

Market value$18.35M

4.96%

Sole

178.43K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

ACTIVE VALUE ETF

Shares310.56K

TypeSH

Market value$15.91M

4.30%

Sole

310.56K

Shared

0.00

None

0.00

ISHARES TR

SOLE

20 YR TR BD ETF

Shares124.34K

TypeSH

Market value$12.38M

3.35%

Sole

124.34K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CONSER ALLOC ETF

Shares356.33K

TypeSH

Market value$11.98M

3.24%

Sole

356.33K

Shared

0.00

None

0.00

VANGUARD ADMIRAL FDS INC

SOLE

MIDCP 400 IDX

Shares63.44K

TypeSH

Market value$10.38M

2.81%

Sole

63.44K

Shared

0.00

None

0.00

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares178.97K

TypeSH

Market value$8.36M

2.26%

Sole

178.97K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares62.63K

TypeSH

Market value$8.14M

2.20%

Sole

62.63K

Shared

0.00

None

0.00

ISHARES TR

SOLE

TIPS BD ETF

Shares74.80K

TypeSH

Market value$7.96M

2.15%

Sole

74.80K

Shared

0.00

None

0.00

ISHARES TR

SOLE

FLTG RATE NT ETF

Shares152.97K

TypeSH

Market value$7.70M

2.08%

Sole

152.97K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares49.57K

TypeSH

Market value$7.00M

1.89%

Sole

49.57K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares146.79K

TypeSH

Market value$6.94M

1.88%

Sole

146.79K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares39.85K

TypeSH

Market value$6.33M

1.71%

Sole

39.85K

Shared

0.00

None

0.00

DIMENSIONAL ETF TRUST

SOLE

US MKTWIDE VALUE

Shares179.27K

TypeSH

Market value$6.00M

1.62%

Sole

179.27K

Shared

0.00

None

0.00

VERIZON COMMUNICATIONS INC

SOLE

COM

Shares151.55K

TypeSH

Market value$5.97M

1.62%

Sole

151.55K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares41.30K

TypeSH

Market value$5.59M

1.51%

Sole

41.30K

Shared

0.00

None

0.00

AT&T INC

SOLE

COM

Shares248.55K

TypeSH

Market value$4.58M

1.24%

Sole

248.55K

Shared

0.00

None

0.00

VANGUARD WORLD FDS

SOLE

CONSUM STP ETF

Shares22.78K

TypeSH

Market value$4.36M

1.18%

Sole

22.78K

Shared

0.00

None

0.00

RCM TECHNOLOGIES INC

SOLE

COM NEW

Shares343.69K

TypeSH

Market value$4.24M

1.15%

Sole

343.69K

Shared

0.00

None

0.00

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares12.85K

TypeSH

Market value$3.97M

1.07%

Sole

12.85K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares15.59K

TypeSH

Market value$3.74M

1.01%

Sole

15.59K

Shared

0.00

None

0.00

T ROWE PRICE ETF INC

SOLE

ULTRA SHRT TRM

Shares72.65K

TypeSH

Market value$3.52M

0.95%

Sole

72.65K

Shared

0.00

None

0.00

VANGUARD WORLD FDS

SOLE

HEALTH CAR ETF

Shares13.36K

TypeSH

Market value$3.31M

0.90%

Sole

13.36K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
CAPITAL GROUP FIXED INCOME ESOLE	CORE PLUS INCM	1.04M	SH	$23.16M 6.26%	1.04M
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	960.30K	SH	$22.65M 6.13%	960.30K
CAPITAL GROUP GBL GROWTH EQTSOLE	SHS CREATION UNI	957.36K	SH	$20.11M 5.44%	957.36K
VANGUARD WORLD FDSOLE	MEGA CAP VAL ETF	178.43K	SH	$18.35M 4.96%	178.43K
J P MORGAN EXCHANGE TRADED FSOLE	ACTIVE VALUE ETF	310.56K	SH	$15.91M 4.30%	310.56K
ISHARES TRSOLE	20 YR TR BD ETF	124.34K	SH	$12.38M 3.35%	124.34K
ISHARES TRSOLE	CONSER ALLOC ETF	356.33K	SH	$11.98M 3.24%	356.33K
VANGUARD ADMIRAL FDS INCSOLE	MIDCP 400 IDX	63.44K	SH	$10.38M 2.81%	63.44K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	178.97K	SH	$8.36M 2.26%	178.97K
APPLE INCSOLE	COM	62.63K	SH	$8.14M 2.20%	62.63K
ISHARES TRSOLE	TIPS BD ETF	74.80K	SH	$7.96M 2.15%	74.80K
ISHARES TRSOLE	FLTG RATE NT ETF	152.97K	SH	$7.70M 2.08%	152.97K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	49.57K	SH	$7.00M 1.89%	49.57K
SPDR SER TRSOLE	PORTFOLI S&P1500	146.79K	SH	$6.94M 1.88%	146.79K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	39.85K	SH	$6.33M 1.71%	39.85K
DIMENSIONAL ETF TRUSTSOLE	US MKTWIDE VALUE	179.27K	SH	$6.00M 1.62%	179.27K
VERIZON COMMUNICATIONS INCSOLE	COM	151.55K	SH	$5.97M 1.62%	151.55K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	41.30K	SH	$5.59M 1.51%	41.30K
AT&T INCSOLE	COM	248.55K	SH	$4.58M 1.24%	248.55K
VANGUARD WORLD FDSSOLE	CONSUM STP ETF	22.78K	SH	$4.36M 1.18%	22.78K
RCM TECHNOLOGIES INCSOLE	COM NEW	343.69K	SH	$4.24M 1.15%	343.69K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	12.85K	SH	$3.97M 1.07%	12.85K
MICROSOFT CORPSOLE	COM	15.59K	SH	$3.74M 1.01%	15.59K
T ROWE PRICE ETF INCSOLE	ULTRA SHRT TRM	72.65K	SH	$3.52M 0.95%	72.65K
VANGUARD WORLD FDSSOLE	HEALTH CAR ETF	13.36K	SH	$3.31M 0.90%	13.36K

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