Filed: 11/13/2023ACC: 0000049096-23-000011
📋 What this filing means
WINTRUST INVESTMENTS LLC filed this quarterly 13F‑HR report disclosing 431 equity positions with a total reported market value of $955.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
431
Positions
$955.1K
Total AUM (reported)
14.14M
Total Shares
Allocation by class
COM$503.2K52.7%
ETF$409.7K42.9%
OPT$38.9K4.1%
CEF$3.3K0.3%
Portfolio Concentration
Top 3$135.2K14.2%
4–10$191.0K20.0%
11–25$140.8K14.7%
Rest$488.1K51.1%
Top 3 weight
14.2%
Top 10 weight
34.2%
Voting Authority Distribution
Total shares with voting rights: 14.14M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
14.14M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole431
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings431
Rows:
VANGUARD FTSE ETF DEVELOPED MARKETS ETF
SOLEShares1.15M
TypeSH
Market value$50.4K
5.27%
Sole
0.00
Shared
0.00
None
1.15M
ISHARES CORE S&P MID ETF ETF
SOLEShares184.53K
TypeSH
Market value$46.0K
4.82%
Sole
0.00
Shared
0.00
None
184.53K
BERKSHIRE HATHAWAY INC SERIES B NEW
SOLEShares110.84K
TypeSH
Market value$38.8K
4.07%
Sole
0.00
Shared
0.00
None
110.84K
ISHARES CORE S&P 500 ETF S&P 500 INDEX FD
SOLEShares86.37K
TypeSH
Market value$37.1K
3.88%
Sole
0.00
Shared
0.00
None
86.37K
ISHARES ETF RUSSELL 2000
SOLEShares188.08K
TypeSH
Market value$33.2K
3.48%
Sole
0.00
Shared
0.00
None
188.08K
APPLE INC
SOLEShares191.09K
TypeSH
Market value$32.7K
3.43%
Sole
0.00
Shared
0.00
None
191.09K
ISHARES TREASURY ETF FLOATING RATE ETF
SOLEShares567.80K
TypeSH
Market value$28.8K
3.02%
Sole
0.00
Shared
0.00
None
567.80K
ALPHABET INC NON VOTING CAP STK CL C
SOLEShares201.69K
TypeSH
Market value$26.6K
2.78%
Sole
0.00
Shared
0.00
None
201.69K
MICROSOFT CORP
SOLEShares60.97K
TypeSH
Market value$19.3K
2.02%
Sole
0.00
Shared
0.00
None
60.97K
AMAZON COM INC
SOLEShares104.72K
TypeSH
Market value$13.3K
1.39%
Sole
0.00
Shared
0.00
None
104.72K
OCCIDENTAL PETE CORP
SOLEShares186.33K
TypeSH
Market value$12.1K
1.27%
Sole
0.00
Shared
0.00
None
186.33K
VANGUARD DIVIDEND ETF APPRECIATION
SOLEShares73.16K
TypeSH
Market value$11.4K
1.19%
Sole
0.00
Shared
0.00
None
73.16K
AMGEN INC
SOLEShares41.57K
TypeSH
Market value$11.2K
1.17%
Sole
0.00
Shared
0.00
None
41.57K
INTUITIVE SURGICAL INC COM NEW
SOLEShares35.91K
TypeSH
Market value$10.5K
1.10%
Sole
0.00
Shared
0.00
None
35.91K
ISHARES CORE TOTAL ETF USD BOND MARKET
SOLEShares239.80K
TypeSH
Market value$10.5K
1.10%
Sole
0.00
Shared
0.00
None
239.80K
FIRST TR VALUE LINE ETF
SOLEShares278.41K
TypeSH
Market value$10.4K
1.09%
Sole
0.00
Shared
0.00
None
278.41K
CALL BANK AMER CORP
SOLEShares317K
TypeSH
Market value$9.3K
0.98%
Sole
0.00
Shared
0.00
None
317K
SPDR S&P 500 TRUST ETF
SOLEShares21.56K
TypeSH
Market value$9.2K
0.97%
Sole
0.00
Shared
0.00
None
21.56K
FIRST TRUST CAPITAL ETF STRENGTH
SOLEShares124.83K
TypeSH
Market value$9.2K
0.96%
Sole
0.00
Shared
0.00
None
124.83K
FIRST TR FD VIII ETF TCW UNCONSTRAINED PLUS BOND
SOLEShares372.80K
TypeSH
Market value$8.9K
0.93%
Sole
0.00
Shared
0.00
None
372.80K
VANGUARD INDEX FDS ETF S&P 500 ETF SHS NEW
SOLEShares21.02K
TypeSH
Market value$8.3K
0.86%
Sole
0.00
Shared
0.00
None
21.02K
ZURN ELKAY WATER SOLUTIONS CORP
SOLEShares293.30K
TypeSH
Market value$8.2K
0.86%
Sole
0.00
Shared
0.00
None
293.30K
ELI LILLY & CO
SOLEShares13.95K
TypeSH
Market value$7.5K
0.78%
Sole
0.00
Shared
0.00
None
13.95K
REPUBLIC SVCS INC
SOLEShares49.70K
TypeSH
Market value$7.1K
0.74%
Sole
0.00
Shared
0.00
None
49.70K
JPMORGAN CHASE & CO
SOLEShares48.56K
TypeSH
Market value$7.0K
0.74%
Sole
0.00
Shared
0.00
None
48.56K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD FTSE ETF DEVELOPED MARKETS ETFSOLE | ETF | 1.15M | SH | $50.4K 5.27% | 0.00 | 0.00 | 1.15M |
ISHARES CORE S&P MID ETF ETFSOLE | ETF | 184.53K | SH | $46.0K 4.82% | 0.00 | 0.00 | 184.53K |
BERKSHIRE HATHAWAY INC SERIES B NEWSOLE | COM | 110.84K | SH | $38.8K 4.07% | 0.00 | 0.00 | 110.84K |
ISHARES CORE S&P 500 ETF S&P 500 INDEX FDSOLE | ETF | 86.37K | SH | $37.1K 3.88% | 0.00 | 0.00 | 86.37K |
ISHARES ETF RUSSELL 2000SOLE | ETF | 188.08K | SH | $33.2K 3.48% | 0.00 | 0.00 | 188.08K |
APPLE INCSOLE | COM | 191.09K | SH | $32.7K 3.43% | 0.00 | 0.00 | 191.09K |
ISHARES TREASURY ETF FLOATING RATE ETFSOLE | ETF | 567.80K | SH | $28.8K 3.02% | 0.00 | 0.00 | 567.80K |
ALPHABET INC NON VOTING CAP STK CL CSOLE | COM | 201.69K | SH | $26.6K 2.78% | 0.00 | 0.00 | 201.69K |
MICROSOFT CORPSOLE | COM | 60.97K | SH | $19.3K 2.02% | 0.00 | 0.00 | 60.97K |
AMAZON COM INCSOLE | COM | 104.72K | SH | $13.3K 1.39% | 0.00 | 0.00 | 104.72K |
OCCIDENTAL PETE CORPSOLE | COM | 186.33K | SH | $12.1K 1.27% | 0.00 | 0.00 | 186.33K |
VANGUARD DIVIDEND ETF APPRECIATIONSOLE | ETF | 73.16K | SH | $11.4K 1.19% | 0.00 | 0.00 | 73.16K |
AMGEN INCSOLE | COM | 41.57K | SH | $11.2K 1.17% | 0.00 | 0.00 | 41.57K |
INTUITIVE SURGICAL INC COM NEWSOLE | COM | 35.91K | SH | $10.5K 1.10% | 0.00 | 0.00 | 35.91K |
ISHARES CORE TOTAL ETF USD BOND MARKETSOLE | ETF | 239.80K | SH | $10.5K 1.10% | 0.00 | 0.00 | 239.80K |
FIRST TR VALUE LINE ETFSOLE | ETF | 278.41K | SH | $10.4K 1.09% | 0.00 | 0.00 | 278.41K |
CALL BANK AMER CORPSOLE | OPT | 317K | SH | $9.3K 0.98% | 0.00 | 0.00 | 317K |
SPDR S&P 500 TRUST ETFSOLE | ETF | 21.56K | SH | $9.2K 0.97% | 0.00 | 0.00 | 21.56K |
FIRST TRUST CAPITAL ETF STRENGTHSOLE | ETF | 124.83K | SH | $9.2K 0.96% | 0.00 | 0.00 | 124.83K |
FIRST TR FD VIII ETF TCW UNCONSTRAINED PLUS BONDSOLE | ETF | 372.80K | SH | $8.9K 0.93% | 0.00 | 0.00 | 372.80K |
VANGUARD INDEX FDS ETF S&P 500 ETF SHS NEWSOLE | ETF | 21.02K | SH | $8.3K 0.86% | 0.00 | 0.00 | 21.02K |
ZURN ELKAY WATER SOLUTIONS CORPSOLE | COM | 293.30K | SH | $8.2K 0.86% | 0.00 | 0.00 | 293.30K |
ELI LILLY & COSOLE | COM | 13.95K | SH | $7.5K 0.78% | 0.00 | 0.00 | 13.95K |
REPUBLIC SVCS INCSOLE | COM | 49.70K | SH | $7.1K 0.74% | 0.00 | 0.00 | 49.70K |
JPMORGAN CHASE & COSOLE | COM | 48.56K | SH | $7.0K 0.74% | 0.00 | 0.00 | 48.56K |
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