Filed: 5/9/2023ACC: 0000049096-23-000005
📋 What this filing means
WINTRUST INVESTMENTS LLC filed this quarterly 13F‑HR report disclosing 357 equity positions with a total reported market value of $783.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
357
Positions
$783.8K
Total AUM (reported)
10.21M
Total Shares
Allocation by class
COM$388.1K49.5%
ETF$329.8K42.1%
OPT$63.7K8.1%
CEF$2.2K0.3%
WTS$2.000.0%
Portfolio Concentration
Top 3$133.4K17.0%
4–10$164.0K20.9%
11–25$131.2K16.7%
Rest$355.2K45.3%
Top 3 weight
17.0%
Top 10 weight
37.9%
Voting Authority Distribution
Total shares with voting rights: 10.21M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.21M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole357
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings357
Rows:
VANGUARD FTSE ETF DEVELOPED MARKETS ETF
SOLEShares1.13M
TypeSH
Market value$51.1K
6.52%
Sole
0.00
Shared
0.00
None
1.13M
ISHARES CORE S&P MID ETF ETF
SOLEShares183.84K
TypeSH
Market value$46.0K
5.87%
Sole
0.00
Shared
0.00
None
183.84K
ISHARES CORE S&P 500 ETF S&P 500 INDEX FD
SOLEShares88.36K
TypeSH
Market value$36.3K
4.63%
Sole
0.00
Shared
0.00
None
88.36K
BERKSHIRE HATHAWAY INC SERIES B NEW
SOLEShares109.03K
TypeSH
Market value$33.7K
4.30%
Sole
0.00
Shared
0.00
None
109.03K
ISHARES ETF RUSSELL 2000
SOLEShares187.43K
TypeSH
Market value$33.4K
4.27%
Sole
0.00
Shared
0.00
None
187.43K
APPLE INC
SOLEShares191.82K
TypeSH
Market value$31.6K
4.04%
Sole
0.00
Shared
0.00
None
191.82K
ALPHABET INC NON VOTING CAP STK CL C
SOLEShares226.61K
TypeSH
Market value$23.6K
3.01%
Sole
0.00
Shared
0.00
None
226.61K
OCCIDENTAL PETE CORP
SOLEShares246.86K
TypeSH
Market value$15.4K
1.97%
Sole
0.00
Shared
0.00
None
246.86K
VANGUARD DIVIDEND ETF APPRECIATION
SOLEShares87.96K
TypeSH
Market value$13.5K
1.73%
Sole
0.00
Shared
0.00
None
87.96K
AMGEN INC
SOLEShares52.52K
TypeSH
Market value$12.7K
1.62%
Sole
0.00
Shared
0.00
None
52.52K
BRISTOL MYERS SQUIBB CO
SOLEShares168.17K
TypeSH
Market value$11.7K
1.49%
Sole
0.00
Shared
0.00
None
168.17K
CALL BANK AMER CORP
SOLEShares343.60K
TypeSH
Market value$10.8K
1.38%
Sole
0.00
Shared
0.00
None
343.60K
INTUITIVE SURGICAL INC COM NEW
SOLEShares39.61K
TypeSH
Market value$10.1K
1.29%
Sole
0.00
Shared
0.00
None
39.61K
FIRST TR VALUE LINE ETF
SOLEShares249.09K
TypeSH
Market value$10.0K
1.28%
Sole
0.00
Shared
0.00
None
249.09K
MICROSOFT CORP
SOLEShares33.44K
TypeSH
Market value$9.6K
1.23%
Sole
0.00
Shared
0.00
None
33.44K
AMAZON COM INC
SOLEShares89.16K
TypeSH
Market value$9.2K
1.17%
Sole
0.00
Shared
0.00
None
89.16K
CALL SPY OPTION
SOLEShares21.60K
TypeSH
Market value$9.0K
1.15%
Sole
0.00
Shared
0.00
None
21.60K
FIRST TR ENHANCED ETF SHORT MATURITY
SOLEShares150K
TypeSH
Market value$8.9K
1.14%
Sole
0.00
Shared
0.00
None
150K
KORN FERRY INTL
SOLEShares168.72K
TypeSH
Market value$8.7K
1.11%
Sole
0.00
Shared
0.00
None
168.72K
FIRST TRUST CAPITAL ETF STRENGTH
SOLEShares105.72K
TypeSH
Market value$7.7K
0.98%
Sole
0.00
Shared
0.00
None
105.72K
FIRST TR FD VIII ETF TCW UNCONSTRAINED PLUS BOND
SOLEShares311.36K
TypeSH
Market value$7.5K
0.96%
Sole
0.00
Shared
0.00
None
311.36K
CALL CITIGROUP INC NEW
SOLEShares149.60K
TypeSH
Market value$7.5K
0.96%
Sole
0.00
Shared
0.00
None
149.60K
VANGUARD INDEX FDS ETF S&P 500 ETF SHS NEW
SOLEShares19.23K
TypeSH
Market value$7.2K
0.92%
Sole
0.00
Shared
0.00
None
19.23K
REPUBLIC SVCS INC
SOLEShares50.20K
TypeSH
Market value$6.8K
0.87%
Sole
0.00
Shared
0.00
None
50.20K
PHILLIPS 66
SOLEShares61.64K
TypeSH
Market value$6.2K
0.80%
Sole
0.00
Shared
0.00
None
61.64K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD FTSE ETF DEVELOPED MARKETS ETFSOLE | ETF | 1.13M | SH | $51.1K 6.52% | 0.00 | 0.00 | 1.13M |
ISHARES CORE S&P MID ETF ETFSOLE | ETF | 183.84K | SH | $46.0K 5.87% | 0.00 | 0.00 | 183.84K |
ISHARES CORE S&P 500 ETF S&P 500 INDEX FDSOLE | ETF | 88.36K | SH | $36.3K 4.63% | 0.00 | 0.00 | 88.36K |
BERKSHIRE HATHAWAY INC SERIES B NEWSOLE | COM | 109.03K | SH | $33.7K 4.30% | 0.00 | 0.00 | 109.03K |
ISHARES ETF RUSSELL 2000SOLE | ETF | 187.43K | SH | $33.4K 4.27% | 0.00 | 0.00 | 187.43K |
APPLE INCSOLE | COM | 191.82K | SH | $31.6K 4.04% | 0.00 | 0.00 | 191.82K |
ALPHABET INC NON VOTING CAP STK CL CSOLE | COM | 226.61K | SH | $23.6K 3.01% | 0.00 | 0.00 | 226.61K |
OCCIDENTAL PETE CORPSOLE | COM | 246.86K | SH | $15.4K 1.97% | 0.00 | 0.00 | 246.86K |
VANGUARD DIVIDEND ETF APPRECIATIONSOLE | ETF | 87.96K | SH | $13.5K 1.73% | 0.00 | 0.00 | 87.96K |
AMGEN INCSOLE | COM | 52.52K | SH | $12.7K 1.62% | 0.00 | 0.00 | 52.52K |
BRISTOL MYERS SQUIBB COSOLE | COM | 168.17K | SH | $11.7K 1.49% | 0.00 | 0.00 | 168.17K |
CALL BANK AMER CORPSOLE | OPT | 343.60K | SH | $10.8K 1.38% | 0.00 | 0.00 | 343.60K |
INTUITIVE SURGICAL INC COM NEWSOLE | COM | 39.61K | SH | $10.1K 1.29% | 0.00 | 0.00 | 39.61K |
FIRST TR VALUE LINE ETFSOLE | ETF | 249.09K | SH | $10.0K 1.28% | 0.00 | 0.00 | 249.09K |
MICROSOFT CORPSOLE | COM | 33.44K | SH | $9.6K 1.23% | 0.00 | 0.00 | 33.44K |
AMAZON COM INCSOLE | COM | 89.16K | SH | $9.2K 1.17% | 0.00 | 0.00 | 89.16K |
CALL SPY OPTIONSOLE | OPT | 21.60K | SH | $9.0K 1.15% | 0.00 | 0.00 | 21.60K |
FIRST TR ENHANCED ETF SHORT MATURITYSOLE | ETF | 150K | SH | $8.9K 1.14% | 0.00 | 0.00 | 150K |
KORN FERRY INTLSOLE | COM | 168.72K | SH | $8.7K 1.11% | 0.00 | 0.00 | 168.72K |
FIRST TRUST CAPITAL ETF STRENGTHSOLE | ETF | 105.72K | SH | $7.7K 0.98% | 0.00 | 0.00 | 105.72K |
FIRST TR FD VIII ETF TCW UNCONSTRAINED PLUS BONDSOLE | ETF | 311.36K | SH | $7.5K 0.96% | 0.00 | 0.00 | 311.36K |
CALL CITIGROUP INC NEWSOLE | OPT | 149.60K | SH | $7.5K 0.96% | 0.00 | 0.00 | 149.60K |
VANGUARD INDEX FDS ETF S&P 500 ETF SHS NEWSOLE | ETF | 19.23K | SH | $7.2K 0.92% | 0.00 | 0.00 | 19.23K |
REPUBLIC SVCS INCSOLE | COM | 50.20K | SH | $6.8K 0.87% | 0.00 | 0.00 | 50.20K |
PHILLIPS 66SOLE | COM | 61.64K | SH | $6.2K 0.80% | 0.00 | 0.00 | 61.64K |
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