Filed: 2/13/2023ACC: 0000049096-23-000002
📋 What this filing means
WINTRUST INVESTMENTS LLC filed this quarterly 13F‑HR report disclosing 395 equity positions with a total reported market value of $765.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
395
Positions
$765.5K
Total AUM (reported)
10.22M
Total Shares
Allocation by class
ETF$354.2K46.3%
COM$340.4K44.5%
OPT$68.2K8.9%
CEF$2.6K0.3%
Portfolio Concentration
Top 3$124.9K16.3%
4–10$150.1K19.6%
11–25$118.6K15.5%
Rest$371.8K48.6%
Top 3 weight
16.3%
Top 10 weight
35.9%
Voting Authority Distribution
Total shares with voting rights: 10.22M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.22M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole395
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings395
Rows:
ISHARES CORE S P MID ETF ETF
SOLEShares206.11K
TypeSH
Market value$49.9K
6.51%
Sole
0.00
Shared
0.00
None
206.11K
ISHARES CORE S P 500 ETF S P 500 INDEX FD
SOLEShares99.58K
TypeSH
Market value$38.3K
5.00%
Sole
0.00
Shared
0.00
None
99.58K
ISHARES ETF RUSSELL 2000
SOLEShares211.19K
TypeSH
Market value$36.8K
4.81%
Sole
0.00
Shared
0.00
None
211.19K
VANGUARD FTSE ETF DEVELOPED MARKETS ETF
SOLEShares840.27K
TypeSH
Market value$35.3K
4.61%
Sole
0.00
Shared
0.00
None
840.27K
APPLE INC
SOLEShares248.86K
TypeSH
Market value$32.3K
4.22%
Sole
0.00
Shared
0.00
None
248.86K
ALPHABET INC NON VOTING CAP STK CL C
SOLEShares228.58K
TypeSH
Market value$20.3K
2.65%
Sole
0.00
Shared
0.00
None
228.58K
ISHARES ETF SHORT TREASURY BOND
SOLEShares174.04K
TypeSH
Market value$19.1K
2.50%
Sole
0.00
Shared
0.00
None
174.04K
OCCIDENTAL PETE CORP
SOLEShares242.79K
TypeSH
Market value$15.3K
2.00%
Sole
0.00
Shared
0.00
None
242.79K
FIRST TR ENHANCED ETF SHORT MATURITY
SOLEShares238.03K
TypeSH
Market value$14.1K
1.85%
Sole
0.00
Shared
0.00
None
238.03K
AMGEN INC
SOLEShares52.06K
TypeSH
Market value$13.7K
1.79%
Sole
0.00
Shared
0.00
None
52.06K
VANGUARD DIVIDEND ETF APPRECIATION
SOLEShares79.92K
TypeSH
Market value$12.1K
1.59%
Sole
0.00
Shared
0.00
None
79.92K
BRISTOL MYERS SQUIBB CO
SOLEShares141K
TypeSH
Market value$10.1K
1.33%
Sole
0.00
Shared
0.00
None
141K
FIRST TR VALUE LINE ETF
SOLEShares241.81K
TypeSH
Market value$9.7K
1.26%
Sole
0.00
Shared
0.00
None
241.81K
CALL SPY OPTION
SOLEShares22.40K
TypeSH
Market value$9.5K
1.23%
Sole
0.00
Shared
0.00
None
22.40K
CORE LABORATORIES INC
SOLEShares399.34K
TypeSH
Market value$8.1K
1.06%
Sole
0.00
Shared
0.00
None
399.34K
FIRST TRUST CAPITAL ETF STRENGTH
SOLEShares106.45K
TypeSH
Market value$8.0K
1.04%
Sole
0.00
Shared
0.00
None
106.45K
MICROSOFT CORP
SOLEShares32.87K
TypeSH
Market value$7.9K
1.03%
Sole
0.00
Shared
0.00
None
32.87K
KORN FERRY INTL
SOLEShares152.14K
TypeSH
Market value$7.7K
1.01%
Sole
0.00
Shared
0.00
None
152.14K
CALL BANK AMER CORP
SOLEShares210.90K
TypeSH
Market value$6.9K
0.91%
Sole
0.00
Shared
0.00
None
210.90K
JPMORGAN CHASE CO
SOLEShares49.14K
TypeSH
Market value$6.6K
0.86%
Sole
0.00
Shared
0.00
None
49.14K
PHILLIPS 66
SOLEShares62.47K
TypeSH
Market value$6.5K
0.85%
Sole
0.00
Shared
0.00
None
62.47K
JOHNSON JOHNSON
SOLEShares36.78K
TypeSH
Market value$6.5K
0.85%
Sole
0.00
Shared
0.00
None
36.78K
REPUBLIC SVCS INC
SOLEShares50.20K
TypeSH
Market value$6.5K
0.85%
Sole
0.00
Shared
0.00
None
50.20K
VANGUARD INDEX FDS ETF S P 500 ETF SHS NEW
SOLEShares18.36K
TypeSH
Market value$6.5K
0.84%
Sole
0.00
Shared
0.00
None
18.36K
CALL HOME DEPOT INC
SOLEShares19.80K
TypeSH
Market value$6.1K
0.80%
Sole
0.00
Shared
0.00
None
19.80K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES CORE S P MID ETF ETFSOLE | ETF | 206.11K | SH | $49.9K 6.51% | 0.00 | 0.00 | 206.11K |
ISHARES CORE S P 500 ETF S P 500 INDEX FDSOLE | ETF | 99.58K | SH | $38.3K 5.00% | 0.00 | 0.00 | 99.58K |
ISHARES ETF RUSSELL 2000SOLE | ETF | 211.19K | SH | $36.8K 4.81% | 0.00 | 0.00 | 211.19K |
VANGUARD FTSE ETF DEVELOPED MARKETS ETFSOLE | ETF | 840.27K | SH | $35.3K 4.61% | 0.00 | 0.00 | 840.27K |
APPLE INCSOLE | COM | 248.86K | SH | $32.3K 4.22% | 0.00 | 0.00 | 248.86K |
ALPHABET INC NON VOTING CAP STK CL CSOLE | COM | 228.58K | SH | $20.3K 2.65% | 0.00 | 0.00 | 228.58K |
ISHARES ETF SHORT TREASURY BONDSOLE | ETF | 174.04K | SH | $19.1K 2.50% | 0.00 | 0.00 | 174.04K |
OCCIDENTAL PETE CORPSOLE | COM | 242.79K | SH | $15.3K 2.00% | 0.00 | 0.00 | 242.79K |
FIRST TR ENHANCED ETF SHORT MATURITYSOLE | ETF | 238.03K | SH | $14.1K 1.85% | 0.00 | 0.00 | 238.03K |
AMGEN INCSOLE | COM | 52.06K | SH | $13.7K 1.79% | 0.00 | 0.00 | 52.06K |
VANGUARD DIVIDEND ETF APPRECIATIONSOLE | ETF | 79.92K | SH | $12.1K 1.59% | 0.00 | 0.00 | 79.92K |
BRISTOL MYERS SQUIBB COSOLE | COM | 141K | SH | $10.1K 1.33% | 0.00 | 0.00 | 141K |
FIRST TR VALUE LINE ETFSOLE | ETF | 241.81K | SH | $9.7K 1.26% | 0.00 | 0.00 | 241.81K |
CALL SPY OPTIONSOLE | OPT | 22.40K | SH | $9.5K 1.23% | 0.00 | 0.00 | 22.40K |
CORE LABORATORIES INCSOLE | COM | 399.34K | SH | $8.1K 1.06% | 0.00 | 0.00 | 399.34K |
FIRST TRUST CAPITAL ETF STRENGTHSOLE | ETF | 106.45K | SH | $8.0K 1.04% | 0.00 | 0.00 | 106.45K |
MICROSOFT CORPSOLE | COM | 32.87K | SH | $7.9K 1.03% | 0.00 | 0.00 | 32.87K |
KORN FERRY INTLSOLE | COM | 152.14K | SH | $7.7K 1.01% | 0.00 | 0.00 | 152.14K |
CALL BANK AMER CORPSOLE | OPT | 210.90K | SH | $6.9K 0.91% | 0.00 | 0.00 | 210.90K |
JPMORGAN CHASE COSOLE | COM | 49.14K | SH | $6.6K 0.86% | 0.00 | 0.00 | 49.14K |
PHILLIPS 66SOLE | COM | 62.47K | SH | $6.5K 0.85% | 0.00 | 0.00 | 62.47K |
JOHNSON JOHNSONSOLE | COM | 36.78K | SH | $6.5K 0.85% | 0.00 | 0.00 | 36.78K |
REPUBLIC SVCS INCSOLE | COM | 50.20K | SH | $6.5K 0.85% | 0.00 | 0.00 | 50.20K |
VANGUARD INDEX FDS ETF S P 500 ETF SHS NEWSOLE | ETF | 18.36K | SH | $6.5K 0.84% | 0.00 | 0.00 | 18.36K |
CALL HOME DEPOT INCSOLE | OPT | 19.80K | SH | $6.1K 0.80% | 0.00 | 0.00 | 19.80K |
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