Filed: 11/9/2022ACC: 0000049096-22-000008
📋 What this filing means
WINTRUST INVESTMENTS LLC filed this quarterly 13F‑HR report disclosing 429 equity positions with a total reported market value of $799.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
429
Positions
$799.0K
Total AUM (reported)
11.14M
Total Shares
Allocation by class
COM$373.2K46.7%
ETF$319.7K40.0%
OPT$103.6K13.0%
CEF$2.5K0.3%
Portfolio Concentration
Top 3$117.3K14.7%
4–10$170.0K21.3%
11–25$113.4K14.2%
Rest$398.4K49.9%
Top 3 weight
14.7%
Top 10 weight
35.9%
Voting Authority Distribution
Total shares with voting rights: 11.14M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.14M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole429
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings429
Rows:
ISHARES CORE S&P MID ETF ETF
SOLEShares208.17K
TypeSH
Market value$45.6K
5.71%
Sole
0.00
Shared
0.00
None
208.17K
ISHARES CORE S&P 500 ETF S&P 500 INDEX FD
SOLEShares100.67K
TypeSH
Market value$36.1K
4.52%
Sole
0.00
Shared
0.00
None
100.67K
APPLE INC
SOLEShares257.01K
TypeSH
Market value$35.5K
4.45%
Sole
0.00
Shared
0.00
None
257.01K
ISHARES ETF RUSSELL 2000
SOLEShares214.28K
TypeSH
Market value$35.3K
4.42%
Sole
0.00
Shared
0.00
None
214.28K
BERKSHIRE HATHAWAY INC SERIES B NEW
SOLEShares115.16K
TypeSH
Market value$30.7K
3.85%
Sole
0.00
Shared
0.00
None
115.16K
VANGUARD FTSE ETF DEVELOPED MARKETS ETF
SOLEShares786.29K
TypeSH
Market value$28.6K
3.58%
Sole
0.00
Shared
0.00
None
786.29K
ALPHABET INC NON VOTING CAP STK CL C
SOLEShares250.79K
TypeSH
Market value$24.1K
3.02%
Sole
0.00
Shared
0.00
None
250.79K
ISHARES ETF SHORT TREASURY BOND
SOLEShares162.20K
TypeSH
Market value$17.8K
2.23%
Sole
0.00
Shared
0.00
None
162.20K
CALL SPY OPTION
SOLEShares39.50K
TypeSH
Market value$17.1K
2.14%
Sole
0.00
Shared
0.00
None
39.50K
OCCIDENTAL PETE CORP
SOLEShares264.96K
TypeSH
Market value$16.3K
2.04%
Sole
0.00
Shared
0.00
None
264.96K
AMAZON COM INC
SOLEShares102.46K
TypeSH
Market value$11.6K
1.45%
Sole
0.00
Shared
0.00
None
102.46K
VANGUARD DIVIDEND ETF APPRECIATION
SOLEShares79.22K
TypeSH
Market value$10.7K
1.34%
Sole
0.00
Shared
0.00
None
79.22K
BRISTOL MYERS SQUIBB CO
SOLEShares145.47K
TypeSH
Market value$10.3K
1.29%
Sole
0.00
Shared
0.00
None
145.47K
PUT SPY OPTION
SOLEShares22K
TypeSH
Market value$8.9K
1.11%
Sole
0.00
Shared
0.00
None
22K
CALL HOME DEPOT INC
SOLEShares26.20K
TypeSH
Market value$8.1K
1.02%
Sole
0.00
Shared
0.00
None
26.20K
FIRST TR VALUE LINE ETF
SOLEShares220.76K
TypeSH
Market value$7.9K
0.99%
Sole
0.00
Shared
0.00
None
220.76K
MICROSOFT CORP
SOLEShares31.71K
TypeSH
Market value$7.4K
0.92%
Sole
0.00
Shared
0.00
None
31.71K
REPUBLIC SVCS INC
SOLEShares50.30K
TypeSH
Market value$6.8K
0.86%
Sole
0.00
Shared
0.00
None
50.30K
CALL ENERGY SELECT
SOLEShares79.80K
TypeSH
Market value$6.5K
0.81%
Sole
0.00
Shared
0.00
None
79.80K
PHILLIPS 66
SOLEShares78.92K
TypeSH
Market value$6.4K
0.80%
Sole
0.00
Shared
0.00
None
78.92K
FIRST TRUST CAPITAL ETF STRENGTH
SOLEShares91.03K
TypeSH
Market value$6.0K
0.76%
Sole
0.00
Shared
0.00
None
91.03K
JOHNSON & JOHNSON
SOLEShares36.27K
TypeSH
Market value$5.9K
0.74%
Sole
0.00
Shared
0.00
None
36.27K
FIRST TRUST RISING ETF DIVIDEND ACHIEVERS
SOLEShares151.19K
TypeSH
Market value$5.9K
0.74%
Sole
0.00
Shared
0.00
None
151.19K
CALL BANK AMER CORP
SOLEShares164.80K
TypeSH
Market value$5.5K
0.69%
Sole
0.00
Shared
0.00
None
164.80K
CALL META PLATFORMS INC
SOLEShares24.90K
TypeSH
Market value$5.4K
0.67%
Sole
0.00
Shared
0.00
None
24.90K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES CORE S&P MID ETF ETFSOLE | ETF | 208.17K | SH | $45.6K 5.71% | 0.00 | 0.00 | 208.17K |
ISHARES CORE S&P 500 ETF S&P 500 INDEX FDSOLE | ETF | 100.67K | SH | $36.1K 4.52% | 0.00 | 0.00 | 100.67K |
APPLE INCSOLE | COM | 257.01K | SH | $35.5K 4.45% | 0.00 | 0.00 | 257.01K |
ISHARES ETF RUSSELL 2000SOLE | ETF | 214.28K | SH | $35.3K 4.42% | 0.00 | 0.00 | 214.28K |
BERKSHIRE HATHAWAY INC SERIES B NEWSOLE | COM | 115.16K | SH | $30.7K 3.85% | 0.00 | 0.00 | 115.16K |
VANGUARD FTSE ETF DEVELOPED MARKETS ETFSOLE | ETF | 786.29K | SH | $28.6K 3.58% | 0.00 | 0.00 | 786.29K |
ALPHABET INC NON VOTING CAP STK CL CSOLE | COM | 250.79K | SH | $24.1K 3.02% | 0.00 | 0.00 | 250.79K |
ISHARES ETF SHORT TREASURY BONDSOLE | ETF | 162.20K | SH | $17.8K 2.23% | 0.00 | 0.00 | 162.20K |
CALL SPY OPTIONSOLE | OPT | 39.50K | SH | $17.1K 2.14% | 0.00 | 0.00 | 39.50K |
OCCIDENTAL PETE CORPSOLE | COM | 264.96K | SH | $16.3K 2.04% | 0.00 | 0.00 | 264.96K |
AMAZON COM INCSOLE | COM | 102.46K | SH | $11.6K 1.45% | 0.00 | 0.00 | 102.46K |
VANGUARD DIVIDEND ETF APPRECIATIONSOLE | ETF | 79.22K | SH | $10.7K 1.34% | 0.00 | 0.00 | 79.22K |
BRISTOL MYERS SQUIBB COSOLE | COM | 145.47K | SH | $10.3K 1.29% | 0.00 | 0.00 | 145.47K |
PUT SPY OPTIONSOLE | OPT | 22K | SH | $8.9K 1.11% | 0.00 | 0.00 | 22K |
CALL HOME DEPOT INCSOLE | OPT | 26.20K | SH | $8.1K 1.02% | 0.00 | 0.00 | 26.20K |
FIRST TR VALUE LINE ETFSOLE | ETF | 220.76K | SH | $7.9K 0.99% | 0.00 | 0.00 | 220.76K |
MICROSOFT CORPSOLE | COM | 31.71K | SH | $7.4K 0.92% | 0.00 | 0.00 | 31.71K |
REPUBLIC SVCS INCSOLE | COM | 50.30K | SH | $6.8K 0.86% | 0.00 | 0.00 | 50.30K |
CALL ENERGY SELECTSOLE | OPT | 79.80K | SH | $6.5K 0.81% | 0.00 | 0.00 | 79.80K |
PHILLIPS 66SOLE | COM | 78.92K | SH | $6.4K 0.80% | 0.00 | 0.00 | 78.92K |
FIRST TRUST CAPITAL ETF STRENGTHSOLE | ETF | 91.03K | SH | $6.0K 0.76% | 0.00 | 0.00 | 91.03K |
JOHNSON & JOHNSONSOLE | COM | 36.27K | SH | $5.9K 0.74% | 0.00 | 0.00 | 36.27K |
FIRST TRUST RISING ETF DIVIDEND ACHIEVERSSOLE | ETF | 151.19K | SH | $5.9K 0.74% | 0.00 | 0.00 | 151.19K |
CALL BANK AMER CORPSOLE | OPT | 164.80K | SH | $5.5K 0.69% | 0.00 | 0.00 | 164.80K |
CALL META PLATFORMS INCSOLE | OPT | 24.90K | SH | $5.4K 0.67% | 0.00 | 0.00 | 24.90K |
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