WINTROB JAY S (Chief Executive Officer) reported 2 transactions at BROOKFIELD OAKTREE HOLDINGS, LLC
Review the transaction codes below to understand the nature of each event.
Filed: 10/2/2019ACC: 0000899243-19-024722
DirectorOfficer· Chief Executive Officer
Since Aug 2018
-2.39M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
2.39M disposed
Non-Derivative Transactions2
Class A Units
Direct
Shares
−51.05K
Price / share
—
Trade value
—
% of position
29.3%
9/30/2019
173.99K→122.94K
Class A Units
Direct
Shares
−122.94K
Price / share
—
Trade value
—
% of position
New position
9/30/2019
122.94K→0.00
Total
Net shares
−173.99K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Units Direct | 9/30/2019 | D · Disposition | −51.05K | — | — | 29.3% | 173.99K | 122.94K |
| Class A Units Direct | 9/30/2019 | D · Disposition | −122.94K | — | — | New position | 122.94K | 0.00 |
| Total | −173.99K | $0.00 | ||||||
Derivative Transactions3
OCGH Units
Direct
Converts to
Class A Units
7.44K shares
Shares
−7.44K
Strike price
Held after
209.78K
Exercisable
—
9/30/2019
OCGH Units
Direct
Converts to
Class A Units
209.78K shares
Shares
−209.78K
Strike price
Held after
0.00
Exercisable
—
9/30/2019
OCGH Equity Value Units
Direct
Converts to
Class A Units
2M shares
Shares
−2M
Strike price
Held after
0.00
Exercisable
—
9/30/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| OCGH Units Direct | Class A Units7.44K shares | 9/30/2019 | D · Disposition | −7.44K | — | 209.78K | |
| OCGH Units Direct | Class A Units209.78K shares | 9/30/2019 | D · Disposition | −209.78K | — | 0.00 | |
| OCGH Equity Value Units Direct | Class A Units2M shares | 9/30/2019 | D · Disposition | −2M | — | 0.00 |