WINDSOR CAPITAL MANAGEMENT, LLC

Filed: 11/3/2022ACC: 0001606587-22-002119

📋 What this filing means

WINDSOR CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 110 equity positions with a total reported market value of $267.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

110

Positions

$267.5K

Total AUM (reported)

10.68M

Total Shares

Allocation by class

COM$30.3K11.3%

CORE S&P500 ETF$18.8K7.0%

PORTFOLIO S&P500$16.0K6.0%

PRTFLO S&P500 VL$15.6K5.8%

IBONDS DEC24 ETF$10.9K4.1%

IBONDS DEC25 ETF$10.3K3.8%

IBONDS DEC23 ETF$9.1K3.4%

Portfolio Concentration

Top 3$50.3K18.8%

4–10$65.2K24.4%

11–25$87.7K32.8%

Rest$64.3K24.0%

Top 3 weight

18.8%

Top 10 weight

43.2%

Voting Authority Distribution

Total shares with voting rights: 10.68M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

10.68M

% of voting shares100.0%

Investment Discretion (by position count)

Sole110

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings110

Rows:

ISHARES S&P 500 INDEX

SOLE

CORE S&P500 ETF

Shares52.33K

TypeSH

Market value$18.8K

7.02%

Sole

0.00

Shared

0.00

None

52.33K

SPDR PORTFOLIO S&P 500 ETF

SOLE

PORTFOLIO S&P500

Shares380.56K

TypeSH

Market value$16.0K

5.97%

Sole

0.00

Shared

0.00

None

380.56K

SPDR PORTFOLIO S&P 500 VALUE ETF

SOLE

PRTFLO S&P500 VL

Shares452.38K

TypeSH

Market value$15.6K

5.83%

Sole

0.00

Shared

0.00

None

452.38K

ISHARES IBONDS DEC 2024 TERM CORPORATE ETF

SOLE

IBONDS DEC24 ETF

Shares445.70K

TypeSH

Market value$10.9K

4.06%

Sole

0.00

Shared

0.00

None

445.70K

ISHARES IBONDS DEC 2025 TERM CORPORATE ETF

SOLE

IBONDS DEC25 ETF

Shares425.24K

TypeSH

Market value$10.3K

3.84%

Sole

0.00

Shared

0.00

None

425.24K

ISHARES IBONDS DEC 2023 TERM CORPORATE ETF

SOLE

IBONDS DEC23 ETF

Shares364.22K

TypeSH

Market value$9.1K

3.40%

Sole

0.00

Shared

0.00

None

364.22K

SPDR PORTFOLIO S&P 400 MID CAP ETF

SOLE

PORTFOLIO S&P400

Shares231.87K

TypeSH

Market value$8.9K

3.34%

Sole

0.00

Shared

0.00

None

231.87K

ISHARES CORE S&P MID CAP ETF

SOLE

CORE S&P MCP ETF

Shares40.77K

TypeSH

Market value$8.9K

3.34%

Sole

0.00

Shared

0.00

None

40.77K

ISHARES FLOATING RATE BOND ETF

SOLE

FLTG RATE NT ETF

Shares174.86K

TypeSH

Market value$8.8K

3.29%

Sole

0.00

Shared

0.00

None

174.86K

ISHARES MSCI EAFE ESG SELECT ETF

SOLE

ESG AW MSCI EAFE

Shares147.56K

TypeSH

Market value$8.3K

3.10%

Sole

0.00

Shared

0.00

None

147.56K

SPDR PORTFOLIO S&P 600 SM CAP ETF

SOLE

PORTFOLIO S&P600

Shares232.13K

TypeSH

Market value$7.9K

2.96%

Sole

0.00

Shared

0.00

None

232.13K

ISHARES TIPS BOND ETF

SOLE

TIPS BD ETF

Shares73.91K

TypeSH

Market value$7.8K

2.90%

Sole

0.00

Shared

0.00

None

73.91K

ISHARES IBONDS DEC 2026 TERM CORPORATE ETF

SOLE

IBONDS DEC2026

Shares334.52K

TypeSH

Market value$7.7K

2.89%

Sole

0.00

Shared

0.00

None

334.52K

SPDR BLMBG CONVERT SECS ETF

SOLE

BBG CONV SEC ETF

Shares106.23K

TypeSH

Market value$6.7K

2.51%

Sole

0.00

Shared

0.00

None

106.23K

JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF

SOLE

INTL BD OPP ETF

Shares150.47K

TypeSH

Market value$6.7K

2.50%

Sole

0.00

Shared

0.00

None

150.47K

VANGUARD FTSE DEVELOPED MARKETS ETF

SOLE

VAN FTSE DEV MKT

Shares178.21K

TypeSH

Market value$6.5K

2.42%

Sole

0.00

Shared

0.00

None

178.21K

JPMORGAN ULTRA-SHORT INCOME ETF

SOLE

ULTRA SHRT INC

Shares119.15K

TypeSH

Market value$6.0K

2.23%

Sole

0.00

Shared

0.00

None

119.15K

SPDR BLOOMBERG HIGH YIELD BOND ETF

SOLE

BLOOMBERG HIGH Y

Shares66.02K

TypeSH

Market value$5.8K

2.17%

Sole

0.00

Shared

0.00

None

66.02K

JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF

SOLE

HIGH YLD RESRCH

Shares132.19K

TypeSH

Market value$5.6K

2.09%

Sole

0.00

Shared

0.00

None

132.19K

PROSPECT CAP CORP 6.375 03/01/2025

SOLE

NOTE 6.375% 3/0

Shares5.08M

TypeSH

Market value$5.2K

1.93%

Sole

0.00

Shared

0.00

None

5.08M

SPDR BLACKSTONE SENIOR LOAN ETF

SOLE

BLACKSTONE SENR

Shares119.52K

TypeSH

Market value$4.9K

1.83%

Sole

0.00

Shared

0.00

None

119.52K

ISHARES IBONDS DEC 2022 TERM CORP ETF

SOLE

IBONDS DEC22 ETF

Shares184.56K

TypeSH

Market value$4.6K

1.73%

Sole

0.00

Shared

0.00

None

184.56K

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares12.38K

TypeSH

Market value$4.4K

1.65%

Sole

0.00

Shared

0.00

None

12.38K

SPDR PORTFOLIO EMERGING MARKETS ETF

SOLE

PORTFOLIO EMG MK

Shares130.27K

TypeSH

Market value$4.0K

1.51%

Sole

0.00

Shared

0.00

None

130.27K

ISHARES S&P SMALLCAP 600 ETF

SOLE

CORE S&P SCP ETF

Shares44.68K

TypeSH

Market value$3.9K

1.46%

Sole

0.00

Shared

0.00

None

44.68K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES S&P 500 INDEXSOLE	CORE S&P500 ETF	52.33K	SH	$18.8K 7.02%	52.33K
SPDR PORTFOLIO S&P 500 ETFSOLE	PORTFOLIO S&P500	380.56K	SH	$16.0K 5.97%	380.56K
SPDR PORTFOLIO S&P 500 VALUE ETFSOLE	PRTFLO S&P500 VL	452.38K	SH	$15.6K 5.83%	452.38K
ISHARES IBONDS DEC 2024 TERM CORPORATE ETFSOLE	IBONDS DEC24 ETF	445.70K	SH	$10.9K 4.06%	445.70K
ISHARES IBONDS DEC 2025 TERM CORPORATE ETFSOLE	IBONDS DEC25 ETF	425.24K	SH	$10.3K 3.84%	425.24K
ISHARES IBONDS DEC 2023 TERM CORPORATE ETFSOLE	IBONDS DEC23 ETF	364.22K	SH	$9.1K 3.40%	364.22K
SPDR PORTFOLIO S&P 400 MID CAP ETFSOLE	PORTFOLIO S&P400	231.87K	SH	$8.9K 3.34%	231.87K
ISHARES CORE S&P MID CAP ETFSOLE	CORE S&P MCP ETF	40.77K	SH	$8.9K 3.34%	40.77K
ISHARES FLOATING RATE BOND ETFSOLE	FLTG RATE NT ETF	174.86K	SH	$8.8K 3.29%	174.86K
ISHARES MSCI EAFE ESG SELECT ETFSOLE	ESG AW MSCI EAFE	147.56K	SH	$8.3K 3.10%	147.56K
SPDR PORTFOLIO S&P 600 SM CAP ETFSOLE	PORTFOLIO S&P600	232.13K	SH	$7.9K 2.96%	232.13K
ISHARES TIPS BOND ETFSOLE	TIPS BD ETF	73.91K	SH	$7.8K 2.90%	73.91K
ISHARES IBONDS DEC 2026 TERM CORPORATE ETFSOLE	IBONDS DEC2026	334.52K	SH	$7.7K 2.89%	334.52K
SPDR BLMBG CONVERT SECS ETFSOLE	BBG CONV SEC ETF	106.23K	SH	$6.7K 2.51%	106.23K
JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETFSOLE	INTL BD OPP ETF	150.47K	SH	$6.7K 2.50%	150.47K
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE	VAN FTSE DEV MKT	178.21K	SH	$6.5K 2.42%	178.21K
JPMORGAN ULTRA-SHORT INCOME ETFSOLE	ULTRA SHRT INC	119.15K	SH	$6.0K 2.23%	119.15K
SPDR BLOOMBERG HIGH YIELD BOND ETFSOLE	BLOOMBERG HIGH Y	66.02K	SH	$5.8K 2.17%	66.02K
JPMORGAN RESEARCH ENHANCED HIGH YIELD ETFSOLE	HIGH YLD RESRCH	132.19K	SH	$5.6K 2.09%	132.19K
PROSPECT CAP CORP 6.375 03/01/2025SOLE	NOTE 6.375% 3/0	5.08M	SH	$5.2K 1.93%	5.08M
SPDR BLACKSTONE SENIOR LOAN ETFSOLE	BLACKSTONE SENR	119.52K	SH	$4.9K 1.83%	119.52K
ISHARES IBONDS DEC 2022 TERM CORP ETFSOLE	IBONDS DEC22 ETF	184.56K	SH	$4.6K 1.73%	184.56K
SPDR S&P 500 ETFSOLE	TR UNIT	12.38K	SH	$4.4K 1.65%	12.38K
SPDR PORTFOLIO EMERGING MARKETS ETFSOLE	PORTFOLIO EMG MK	130.27K	SH	$4.0K 1.51%	130.27K
ISHARES S&P SMALLCAP 600 ETFSOLE	CORE S&P SCP ETF	44.68K	SH	$3.9K 1.46%	44.68K

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