WINDSOR CAPITAL MANAGEMENT, LLC

Filed: 10/4/2023ACC: 0001172661-23-003281

📋 What this filing means

WINDSOR CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 112 equity positions with a total reported market value of $288.95M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

112

Positions

$288.95M

Total AUM (reported)

10.22M

Total Shares

Allocation by class

COM$35.03M12.1%

CORE S&P500 ETF$23.74M8.2%

PRTFLO S&P500 VL$17.61M6.1%

PORTFOLIO S&P500$16.88M5.8%

IBONDS DEC23 ETF$12.38M4.3%

ESG AW MSCI EAFE$10.81M3.7%

CORE S&P MCP ETF$10.80M3.7%

Portfolio Concentration

Top 3$58.24M20.2%

4–10$73.39M25.4%

11–25$88.51M30.6%

Rest$68.80M23.8%

Top 3 weight

20.2%

Top 10 weight

45.6%

Voting Authority Distribution

Total shares with voting rights: 10.22M

Sole

Full voting authority

10.22M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole112

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings112

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares55.29K

TypeSH

Market value$23.74M

8.22%

Sole

55.29K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares426.91K

TypeSH

Market value$17.61M

6.10%

Sole

426.91K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares335.95K

TypeSH

Market value$16.88M

5.84%

Sole

335.95K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBONDS DEC23 ETF

Shares488.05K

TypeSH

Market value$12.38M

4.28%

Sole

488.05K

Shared

0.00

None

0.00

ISHARES TR

SOLE

ESG AW MSCI EAFE

Shares156.37K

TypeSH

Market value$10.81M

3.74%

Sole

156.37K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares43.31K

TypeSH

Market value$10.80M

3.74%

Sole

43.31K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBONDS DEC24 ETF

Shares436.41K

TypeSH

Market value$10.79M

3.74%

Sole

436.41K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBONDS DEC25 ETF

Shares429.25K

TypeSH

Market value$10.46M

3.62%

Sole

429.25K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO S&P600

Shares246.23K

TypeSH

Market value$9.09M

3.14%

Sole

246.23K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO S&P400

Shares207.08K

TypeSH

Market value$9.07M

3.14%

Sole

207.08K

Shared

0.00

None

0.00

ISHARES TR

SOLE

FLTG RATE NT ETF

Shares165.06K

TypeSH

Market value$8.40M

2.91%

Sole

165.06K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBONDS DEC2026

Shares338.29K

TypeSH

Market value$7.89M

2.73%

Sole

338.29K

Shared

0.00

None

0.00

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares164.13K

TypeSH

Market value$7.18M

2.48%

Sole

164.13K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BBG CONV SEC ETF

Shares101.94K

TypeSH

Market value$6.91M

2.39%

Sole

101.94K

Shared

0.00

None

0.00

ISHARES TR

SOLE

TIPS BD ETF

Shares64.46K

TypeSH

Market value$6.69M

2.31%

Sole

64.46K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

INTL BD OPP ETF

Shares142.56K

TypeSH

Market value$6.48M

2.24%

Sole

142.56K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares127.21K

TypeSH

Market value$6.38M

2.21%

Sole

127.21K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

BETABUILDERS USD

Shares135.66K

TypeSH

Market value$5.95M

2.06%

Sole

135.66K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG HIGH Y

Shares55.63K

TypeSH

Market value$5.03M

1.74%

Sole

55.63K

Shared

0.00

None

0.00

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares117.51K

TypeSH

Market value$4.93M

1.71%

Sole

117.51K

Shared

0.00

None

0.00

PROSPECT CAP CORP

SOLE

NOTE 6.375% 3/0

Shares4.84M

TypePRN

Market value$4.81M

1.66%

Sole

4.84M

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares141.98K

TypeSH

Market value$4.77M

1.65%

Sole

141.98K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares11.05K

TypeSH

Market value$4.72M

1.63%

Sole

11.05K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares27.34K

TypeSH

Market value$4.48M

1.55%

Sole

27.34K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares22.73K

TypeSH

Market value$3.89M

1.35%

Sole

22.73K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES TRSOLE	CORE S&P500 ETF	55.29K	SH	$23.74M 8.22%	55.29K
SPDR SER TRSOLE	PRTFLO S&P500 VL	426.91K	SH	$17.61M 6.10%	426.91K
SPDR SER TRSOLE	PORTFOLIO S&P500	335.95K	SH	$16.88M 5.84%	335.95K
ISHARES TRSOLE	IBONDS DEC23 ETF	488.05K	SH	$12.38M 4.28%	488.05K
ISHARES TRSOLE	ESG AW MSCI EAFE	156.37K	SH	$10.81M 3.74%	156.37K
ISHARES TRSOLE	CORE S&P MCP ETF	43.31K	SH	$10.80M 3.74%	43.31K
ISHARES TRSOLE	IBONDS DEC24 ETF	436.41K	SH	$10.79M 3.74%	436.41K
ISHARES TRSOLE	IBONDS DEC25 ETF	429.25K	SH	$10.46M 3.62%	429.25K
SPDR SER TRSOLE	PORTFOLIO S&P600	246.23K	SH	$9.09M 3.14%	246.23K
SPDR SER TRSOLE	PORTFOLIO S&P400	207.08K	SH	$9.07M 3.14%	207.08K
ISHARES TRSOLE	FLTG RATE NT ETF	165.06K	SH	$8.40M 2.91%	165.06K
ISHARES TRSOLE	IBONDS DEC2026	338.29K	SH	$7.89M 2.73%	338.29K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	164.13K	SH	$7.18M 2.48%	164.13K
SPDR SER TRSOLE	BBG CONV SEC ETF	101.94K	SH	$6.91M 2.39%	101.94K
ISHARES TRSOLE	TIPS BD ETF	64.46K	SH	$6.69M 2.31%	64.46K
J P MORGAN EXCHANGE TRADED FSOLE	INTL BD OPP ETF	142.56K	SH	$6.48M 2.24%	142.56K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	127.21K	SH	$6.38M 2.21%	127.21K
J P MORGAN EXCHANGE TRADED FSOLE	BETABUILDERS USD	135.66K	SH	$5.95M 2.06%	135.66K
SPDR SER TRSOLE	BLOOMBERG HIGH Y	55.63K	SH	$5.03M 1.74%	55.63K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	117.51K	SH	$4.93M 1.71%	117.51K
PROSPECT CAP CORPSOLE	NOTE 6.375% 3/0	4.84M	PRN	$4.81M 1.66%	4.84M
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	141.98K	SH	$4.77M 1.65%	141.98K
SPDR S&P 500 ETF TRSOLE	TR UNIT	11.05K	SH	$4.72M 1.63%	11.05K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	27.34K	SH	$4.48M 1.55%	27.34K
APPLE INCSOLE	COM	22.73K	SH	$3.89M 1.35%	22.73K

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