WINDHAM-BANNISTER SUSAN RICHARDS exercised options at ARIDIS PHARMACEUTICALS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/15/2023ACC: 0001493152-23-021478
Director
Since Jun 2019
+15K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
20K acquired · 5K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+5K
Price / share
—
Trade value
—
% of position
New position
6/5/2023
0.00→5K
Total
Net shares
+5K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/5/2023 | M · Option Exercise | +5K | — | — | New position | 0.00 | 5K |
| Total | +5K | $0.00 | ||||||
Derivative Transactions2
Stock Options
Direct
Converts to
Common Stock
15K shares
Shares
+15K
Strike price
0.16
Held after
58.50K
Exercisable
—
5/4/2023
Restricted Stock Units
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
Held after
5K
Exercisable
—
6/5/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock15K shares | 5/4/2023 | A · Award | +15K | 0.16 | — | 58.50K |
| Restricted Stock Units Direct | Common Stock5K shares | 6/5/2023 | M · Option Exercise | −5K | — | 5K |