WILSON KENT (CEO, CFO, Secretary) reported 1 transaction at ALPINE 4 HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 1/7/2021ACC: 0001096906-21-000038
DirectorOfficer10% Owner· CEO, CFO, Secretary
Since May 2018
+785K
Net shares
Net buyer
$278.9K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
850K acquired · 65K disposed
Non-Derivative Transactions1
Common A Stock
Direct
Shares
−65K
Price / share
$4.29
Trade value
$278.85K
% of position
3.2%
12/29/2020
2.02M→1.95M
Total
Net shares
−65K
Net value
-$278.85K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common A Stock Direct | 12/29/2020 | G · Gift | −65K | $4.29 | $278.85K | 3.2% | 2.02M | 1.95M |
| Total | −65K | -$278.85K | ||||||
Derivative Transactions4
Class B Common Stock
Direct
Converts to
Class B Common Stock
150K shares
Shares
+150K
Strike price
Held after
3.14M
Exercisable
—
11/17/2020
Class B Common Stock
Direct
Converts to
Class B Common Stock
100K shares
Shares
+100K
Strike price
Held after
3.04M
Exercisable
—
11/17/2020
Class B Common Stock
Direct
Converts to
Class B Common Stock
100K shares
Shares
+100K
Strike price
Held after
2.94M
Exercisable
—
11/17/2020
Class C Common Stock
Direct
Converts to
Class A Common Stock
500K shares
Shares
+500K
Strike price
Held after
1.29M
Exercisable
—
11/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B Common Stock Direct | Class B Common Stock150K shares | 11/17/2020 | D · Disposition | +150K | — | 3.14M | |
| Class B Common Stock Direct | Class B Common Stock100K shares | 11/17/2020 | D · Disposition | +100K | — | 3.04M | |
| Class B Common Stock Direct | Class B Common Stock100K shares | 11/17/2020 | D · Disposition | +100K | — | 2.94M | |
| Class C Common Stock Direct | Class A Common Stock500K shares | 11/17/2020 | A · Award | +500K | — | 1.29M |