WILSON HARRY JAMES reported 2 transactions at SOTHEBYS
Review the transaction codes below to understand the nature of each event.
Filed: 10/4/2019ACC: 0001127602-19-030120
-40.36K
Net shares
Net seller
$1.15M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
40.36K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−8K
Price / share
—
Trade value
—
% of position
28.4%
8/23/2019
28.15K→20.15K
Common Stock
Direct
Shares
−20.15K
Price / share
$57.00
Trade value
$1.15M
% of position
New position
10/3/2019
20.15K→0.00
Total
Net shares
−28.15K
Net value
-$1.15M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/23/2019 | G · Gift | −8K | — | — | 28.4% | 28.15K | 20.15K |
| Common Stock Direct | 10/3/2019 | D · Disposition | −20.15K | $57.00 | $1.15M | New position | 20.15K | 0.00 |
| Total | −28.15K | -$1.15M | ||||||
Derivative Transactions1
Deferred Stock Units
Direct
Converts to
Common Stock
12.20K shares
Shares
−12.20K
Strike price
Held after
0.00
Exercisable
—
10/3/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Deferred Stock Units Direct | Common Stock12.20K shares | 10/3/2019 | D · Disposition | −12.20K | — | 0.00 |