WILSON-GARLING 2020 FAMILY TRUST enters NUBURU, INC. with 3.69M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 2/2/2023ACC: 0000899243-23-003755
10% Owner
Since Jan 2023
3.69M
Baseline shares
90% direct
3.31M
Direct ownership
1 position
121.20K
Derivative underlying
1 instrument
2
Security positions
377.36K indirect
Non-Derivative Holdings2
Common Stock
DirectShares owned3.31M
Common Stock
IndirectShares owned377.36K
Total
3.31M direct·377.36K indirect3.69M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.31M | Direct |
| Common Stock | 377.36K | Indirect |
| Total | 3.69M | 3.31M direct·377.36K indirect |
Derivative Holdings1
Series A Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
121.20K
Shares owned
N/A
Exercise price
5.00
Expiration
—
Exercise window
—
Total
Underlying
121.20K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series A Preferred Stock Indirect | Common Stock | 5.00 | — | — | 121.20K | N/A |
| Total | 121.20K | 0.00 | ||||