WILLIAMS WILLIAM JERRYL (Pres, Wealth Mgmt Advisor Grp) sold 70.4% of their position (16.10K shares) of AMERIPRISE FINANCIAL INC on the open market

Open‑market sale worth $8.67M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 5 sales

WILLIAMS WILLIAM JERRYL

Filed: 7/29/2026ACC: 0001724756-26-000012

InsiderWILLIAMS WILLIAM JERRYLCIK 1724756

→

IssuerAMERIPRISE FINANCIAL INCCIK 820027

Officer· Pres, Wealth Mgmt Advisor Grp

Since Jun 2026

-25.07K

Net shares

Net seller

$13.49M

Total sold

Open market trades

0B · 5S

Total transactions

14.58K acquired · 39.66K disposed

Non-Derivative Transactions9

Common Stock

Direct

M · Option Exercise

+3.63K

Price / share

$126.89

Trade value

$461.12K

% of position

21.0%

7/27/2026

17.27K→20.91K

Common Stock

Direct

F · Tax Withholding

−2.13K

Price / share

$537.08

Trade value

$1.14M

% of position

10.2%

7/27/2026

20.91K→18.78K

Common Stock

Direct

S · Sale

−7.89K

Price / share

$537.08

Trade value

$4.24M

% of position

42.0%

7/27/2026

18.78K→10.89K

Common Stock

Direct

S · Sale

−6.00

Price / share

$537.61

Trade value

$3.23K

% of position

0.1%

7/27/2026

10.89K→10.88K

Common Stock

Direct

M · Option Exercise

+10.95K

Price / share

$165.41

Trade value

$1.81M

% of position

100.6%

7/28/2026

10.88K→21.83K

Common Stock

Direct

F · Tax Withholding

−6.84K

Price / share

$538.01

Trade value

$3.68M

% of position

31.3%

7/28/2026

21.83K→14.99K

Common Stock

Direct

S · Sale

−4.10K

Price / share

$538.23

Trade value

$2.21M

% of position

27.4%

7/28/2026

14.99K→10.89K

Common Stock

Direct

S · Sale

−3.20K

Price / share

$540.07

Trade value

$1.73M

% of position

29.4%

7/28/2026

10.89K→7.69K

Common Stock

Direct

S · Sale

−908.00

Price / share

$541.90

Trade value

$492.05K

% of position

11.8%

7/28/2026

7.69K→6.78K

Total

Net shares

−10.49K

Net value

-$11.22M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	7/27/2026	M · Option Exercise	+3.63K	$126.89	$461.12K	21.0%	17.27K	20.91K
Common Stock Direct	7/27/2026	F · Tax Withholding	−2.13K	$537.08	$1.14M	10.2%	20.91K	18.78K
Common Stock Direct	7/27/2026	S · Sale	−7.89K	$537.08	$4.24M	42.0%	18.78K	10.89K
Common Stock Direct	7/27/2026	S · Sale	−6.00	$537.61	$3.23K	0.1%	10.89K	10.88K
Common Stock Direct	7/28/2026	M · Option Exercise	+10.95K	$165.41	$1.81M	100.6%	10.88K	21.83K
Common Stock Direct	7/28/2026	F · Tax Withholding	−6.84K	$538.01	$3.68M	31.3%	21.83K	14.99K
Common Stock Direct	7/28/2026	S · Sale	−4.10K	$538.23	$2.21M	27.4%	14.99K	10.89K
Common Stock Direct	7/28/2026	S · Sale	−3.20K	$540.07	$1.73M	29.4%	10.89K	7.69K
Common Stock Direct	7/28/2026	S · Sale	−908.00	$541.90	$492.05K	11.8%	7.69K	6.78K
Total			−10.49K		-$11.22M

Derivative Transactions2

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.63K shares

−3.63K

Strike price

126.89

Held after

0.00

Exercisable

—

7/27/2026

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

10.95K shares

−10.95K

Strike price

165.41

Held after

2.53K

Exercisable

—

7/28/2026

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (right to buy) Direct	Common Stock3.63K shares	7/27/2026	M · Option Exercise	−3.63K	126.89	—	0.00
Employee Stock Option (right to buy) Direct	Common Stock10.95K shares	7/28/2026	M · Option Exercise	−10.95K	165.41	—	2.53K