WILLIAMS STEVEN R JR (EVP, CIO) exercised options at STAGE STORES INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 3/30/2020ACC: 0000006885-20-000049
Officer· EVP, CIO
Since Mar 2019
-48.75K
Net shares
Net seller
$20.7K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
48.75K acquired · 97.50K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+30K
Price / share
—
Trade value
—
% of position
53.9%
3/26/2020
55.65K→85.65K
Common Stock
Direct
Shares
−30K
Price / share
$0.44
Trade value
$13.20K
% of position
35.0%
3/26/2020
85.65K→55.65K
Common Stock
Direct
Shares
+18.75K
Price / share
—
Trade value
—
% of position
33.7%
3/27/2020
55.65K→74.40K
Common Stock
Direct
Shares
−18.75K
Price / share
$0.40
Trade value
$7.50K
% of position
25.2%
3/27/2020
74.40K→55.65K
Total
Net shares
+0.00
Net value
-$20.70K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/26/2020 | M · Option Exercise | +30K | — | — | 53.9% | 55.65K | 85.65K |
| Common Stock Direct | 3/26/2020 | D · Disposition | −30K | $0.44 | $13.20K | 35.0% | 85.65K | 55.65K |
| Common Stock Direct | 3/27/2020 | M · Option Exercise | +18.75K | — | — | 33.7% | 55.65K | 74.40K |
| Common Stock Direct | 3/27/2020 | D · Disposition | −18.75K | $0.40 | $7.50K | 25.2% | 74.40K | 55.65K |
| Total | +0.00 | -$20.70K | ||||||
Derivative Transactions2
2019 Restricted Stock Unit - 3/26/2019
Direct
Converts to
Common Stock
30K shares
Shares
−30K
Strike price
Held after
90K
Exercisable
—
3/26/2020
2018 Restricted Stock Unit - 3/27/2018
Direct
Converts to
Common Stock
18.75K shares
Shares
−18.75K
Strike price
Held after
37.50K
Exercisable
—
3/27/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 2019 Restricted Stock Unit - 3/26/2019 Direct | Common Stock30K shares | 3/26/2020 | M · Option Exercise | −30K | — | 90K | |
| 2018 Restricted Stock Unit - 3/27/2018 Direct | Common Stock18.75K shares | 3/27/2020 | M · Option Exercise | −18.75K | — | 37.50K |