WILLIAMS STEPHEN D. exercised options at WARRIOR MET COAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

WILLIAMS STEPHEN D.

Filed: 6/4/2019ACC: 0001247524-19-000252

InsiderWILLIAMS STEPHEN D.CIK 1702386

→

IssuerWARRIOR MET COAL, INC.CIK 1691303

Director

Since Apr 2019

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

2.02K acquired · 2.02K disposed

Non-Derivative Transactions1

Common Stock

Direct

M · Option Exercise

+2.02K

Price / share

—

Trade value

—

% of position

21.3%

6/1/2019

9.49K→11.50K

Total

Net shares

+2.02K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	6/1/2019	M · Option Exercise	+2.02K	—	—	21.3%	9.49K	11.50K
Total			+2.02K		$0.00

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.02K shares

−2.02K

Strike price

Held after

2.02K

Exercisable

—

6/1/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock2.02K shares	6/1/2019	M · Option Exercise	−2.02K		—	2.02K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)4

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

2.10K

Shares owned

4.20K

Exercise price

Expiration

—

Exercise window

—

Phantom Shares

Direct

Underlying security

Common Stock

Underlying shares

43.58K

Shares owned

43.58K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

4.91K

Shares owned

4.91K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

13.16K

Shares owned

13.16K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

63.74K

Owned

65.85K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Common Stock	—	—	2.10K	4.20K
Phantom Shares Direct	Common Stock	—	—	43.58K	43.58K
Restricted Stock Units Direct	Common Stock	—	—	4.91K	4.91K
Restricted Stock Units Direct	Common Stock	—	—	13.16K	13.16K
Total				63.74K	65.85K