WILLIAMS STEPHEN D. exercised options at WARRIOR MET COAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

WILLIAMS STEPHEN D.

Filed: 4/26/2021ACC: 0001209191-21-028280

InsiderWILLIAMS STEPHEN D.CIK 1702386

→

IssuerWARRIOR MET COAL, INC.CIK 1691303

Director

Since Apr 2019

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

8.71K acquired · 8.71K disposed

Non-Derivative Transactions3

Common Stock

Direct

M · Option Exercise

+1.64K

Price / share

—

Trade value

—

% of position

2.7%

4/22/2021

60.84K→62.48K

Common Stock

Direct

M · Option Exercise

+2.10K

Price / share

—

Trade value

—

% of position

3.4%

4/23/2021

62.48K→64.58K

Common Stock

Direct

M · Option Exercise

+4.97K

Price / share

—

Trade value

—

% of position

7.7%

4/24/2021

64.58K→69.55K

Total

Net shares

+8.71K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/22/2021	M · Option Exercise	+1.64K	—	—	2.7%	60.84K	62.48K
Common Stock Direct	4/23/2021	M · Option Exercise	+2.10K	—	—	3.4%	62.48K	64.58K
Common Stock Direct	4/24/2021	M · Option Exercise	+4.97K	—	—	7.7%	64.58K	69.55K
Total			+8.71K		$0.00

Derivative Transactions3

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.64K shares

−1.64K

Strike price

Held after

1.64K

Exercisable

—

4/22/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.10K shares

−2.10K

Strike price

Held after

0.00

Exercisable

—

4/23/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

4.97K shares

−4.97K

Strike price

Held after

9.95K

Exercisable

—

4/24/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock1.64K shares	4/22/2021	M · Option Exercise	−1.64K	—	1.64K
Restricted Stock Units Direct	Common Stock2.10K shares	4/23/2021	M · Option Exercise	−2.10K	—	0.00
Restricted Stock Units Direct	Common Stock4.97K shares	4/24/2021	M · Option Exercise	−4.97K	—	9.95K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

13.16K

Shares owned

13.16K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

13.16K

Owned

13.16K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Common Stock		—	—	13.16K	13.16K
Total					13.16K	13.16K