WILLIAMS STEPHEN D. exercised options at WARRIOR MET COAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

WILLIAMS STEPHEN D.

Filed: 6/2/2020ACC: 0001209191-20-033511

InsiderWILLIAMS STEPHEN D.CIK 1702386

→

IssuerWARRIOR MET COAL, INC.CIK 1691303

Director

Since Apr 2019

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

2.02K acquired · 2.02K disposed

Non-Derivative Transactions1

Common Stock

Direct

M · Option Exercise

+2.02K

Price / share

—

Trade value

—

% of position

13.2%

6/1/2020

15.24K→17.26K

Total

Net shares

+2.02K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	6/1/2020	M · Option Exercise	+2.02K	—	—	13.2%	15.24K	17.26K
Total			+2.02K		$0.00

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.02K shares

−2.02K

Strike price

Held after

0.00

Exercisable

—

6/1/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock2.02K shares	6/1/2020	M · Option Exercise	−2.02K		—	0.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

2.10K

Shares owned

2.10K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

14.93K

Shares owned

14.93K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

3.27K

Shares owned

3.27K

Exercise price

Expiration

—

Exercise window

—

Phantom Shares

Direct

Underlying security

Common Stock

Underlying shares

43.58K

Shares owned

43.58K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

13.16K

Shares owned

13.16K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

77.03K

Owned

77.03K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Common Stock	—	—	2.10K	2.10K
Restricted Stock Units Direct	Common Stock	—	—	14.93K	14.93K
Restricted Stock Units Direct	Common Stock	—	—	3.27K	3.27K
Phantom Shares Direct	Common Stock	—	—	43.58K	43.58K
Restricted Stock Units Direct	Common Stock	—	—	13.16K	13.16K
Total				77.03K	77.03K