WILLIAMS STEPHEN D. exercised options at WARRIOR MET COAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

WILLIAMS STEPHEN D.

Filed: 4/24/2020ACC: 0001209191-20-025579

InsiderWILLIAMS STEPHEN D.CIK 1702386

→

IssuerWARRIOR MET COAL, INC.CIK 1691303

Director

Since Apr 2019

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

3.74K acquired · 3.74K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+1.64K

Price / share

—

Trade value

—

% of position

14.2%

4/22/2020

11.50K→13.14K

Common Stock

Direct

M · Option Exercise

+2.10K

Price / share

—

Trade value

—

% of position

16.0%

4/23/2020

13.14K→15.24K

Total

Net shares

+3.74K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/22/2020	M · Option Exercise	+1.64K	—	—	14.2%	11.50K	13.14K
Common Stock Direct	4/23/2020	M · Option Exercise	+2.10K	—	—	16.0%	13.14K	15.24K
Total			+3.74K		$0.00

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.64K shares

−1.64K

Strike price

Held after

3.27K

Exercisable

—

4/22/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.10K shares

−2.10K

Strike price

Held after

2.10K

Exercisable

—

4/23/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock1.64K shares	4/22/2020	M · Option Exercise	−1.64K		—	3.27K
Restricted Stock Units Direct	Common Stock2.10K shares	4/23/2020	M · Option Exercise	−2.10K		—	2.10K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)3

Phantom Shares

Direct

Underlying security

Common Stock

Underlying shares

43.58K

Shares owned

43.58K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

2.02K

Shares owned

2.02K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

13.16K

Shares owned

13.16K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

58.76K

Owned

58.76K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Phantom Shares Direct	Common Stock	—	—	43.58K	43.58K
Restricted Stock Units Direct	Common Stock	—	—	2.02K	2.02K
Restricted Stock Units Direct	Common Stock	—	—	13.16K	13.16K
Total				58.76K	58.76K