WILLIAMS STEPHEN D. exercised options at WARRIOR MET COAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/5/2018ACC: 0001127602-18-019988
Director
Since Apr 2019
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2.02K acquired · 2.02K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+2.02K
Price / share
—
Trade value
—
% of position
5.1%
6/1/2018
39.37K→41.39K
Total
Net shares
+2.02K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/1/2018 | M · Option Exercise | +2.02K | — | — | 5.1% | 39.37K | 41.39K |
| Total | +2.02K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
2.02K shares
Shares
−2.02K
Strike price
Held after
4.04K
Exercisable
—
6/1/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock2.02K shares | 6/1/2018 | M · Option Exercise | −2.02K | — | 4.04K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)3
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
13.16K
Shares owned
13.16K
Exercise price
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
6.30K
Shares owned
6.30K
Exercise price
Expiration
—
Exercise window
—
Phantom Shares
DirectUnderlying security
Common Stock
Underlying shares
43.58K
Shares owned
43.58K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
63.04K
Owned
63.04K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock | — | — | 13.16K | 13.16K | |
| Restricted Stock Units Direct | Common Stock | — | — | 6.30K | 6.30K | |
| Phantom Shares Direct | Common Stock | — | — | 43.58K | 43.58K | |
| Total | 63.04K | 63.04K | ||||