WILLIAMS SCOTT enters ARISTA FINANCIAL CORP. with 449.07K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 10/4/2018ACC: 0001213900-18-013549
449.07K
Baseline shares
69% direct
308.92K
Direct ownership
1 position
206.30K
Derivative underlying
2 instruments
2
Security positions
140.15K indirect
Non-Derivative Holdings2
Common Stock
IndirectShares owned140.15K
Common Stock
DirectShares owned308.92K
Total
308.92K direct·140.15K indirect449.07K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 140.15K | Indirect |
| Common Stock | 308.92K | Direct |
| Total | 449.07K | 308.92K direct·140.15K indirect |
Derivative Holdings2
Warrants
DirectUnderlying security
Common Stock
Underlying shares
141.91K
Shares owned
N/A
Exercise price
2.00
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Common Stock
Underlying shares
64.38K
Shares owned
N/A
Exercise price
2.00
Expiration
—
Exercise window
—
Total
Underlying
206.30K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants Direct | Common Stock | 2.00 | — | — | 141.91K | N/A |
| Warrants Indirect | Common Stock | 2.00 | — | — | 64.38K | N/A |
| Total | 206.30K | 0.00 | ||||