WILLIAMS PAUL O enters LUX AMBER, CORP. with 3.40M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 4/16/2020ACC: 0001393671-20-000001
DirectorOfficer10% Owner· Chief Financial Officer
Since Mar 2020
3.40M
Baseline shares
100% direct
3.40M
Direct ownership
1 position
500K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned3.40M
Total
3.40M direct3.40M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.40M | Direct |
| Total | 3.40M | 3.40M direct |
Derivative Holdings2
Common Stock purchase options
DirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
N/A
Exercise price
1.5
Expiration
—
Exercise window
—
Common Stock purchase options
DirectUnderlying security
Common Stock
Underlying shares
400K
Shares owned
N/A
Exercise price
1.5
Expiration
—
Exercise window
—
Total
Underlying
500K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Stock purchase options Direct | Common Stock | 1.5 | — | — | 100K | N/A |
| Common Stock purchase options Direct | Common Stock | 1.5 | — | — | 400K | N/A |
| Total | 500K | 0.00 | ||||