WILLIAMS JULIA ANN exercised options at SENESTECH, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/22/2020ACC: 0001225208-20-009149
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
423.00 acquired · 423.00 disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+423.00
Price / share
—
Trade value
—
% of position
5.5%
6/18/2020
7.74K→8.16K
Total
Net shares
+423.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 6/18/2020 | M · Option Exercise | +423.00 | — | — | 5.5% | 7.74K | 8.16K |
| Total | +423.00 | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
423.00 shares
Shares
−423.00
Strike price
Held after
0.00
Exercisable
—
6/18/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock423.00 shares | 6/18/2020 | M · Option Exercise | −423.00 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned400.00
Common Stock
IndirectShares owned1.19K
Common Stock
IndirectShares owned250.00
Total
1.84K indirect1.84K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 400.00 | Indirect |
| Common Stock | 1.19K | Indirect |
| Common Stock | 250.00 | Indirect |
| Total | 1.84K | 1.84K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported