WILDSTEIN HARRIS

PrivateCIK: 1088513

Location

MEADOWBROOK, PA

WILDSTEIN HARRIS exercised options at REPUBLIC FIRST BANCORP INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

WILDSTEIN HARRIS

Filed: 5/22/2023ACC: 0001437749-23-015381

InsiderWILDSTEIN HARRISCIK 1088513

→

IssuerREPUBLIC FIRST BANCORP INCCIK 834285

Director

Since Feb 2019

+8.50K

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

3

Total transactions

17K acquired · 8.50K disposed

Non-Derivative Transactions1

Common Stock

Direct

M · Option Exercise

Shares

+8.50K

Price / share

—

Trade value

—

% of position

1.2%

3/21/2023

699.85K→708.35K

Total

Net shares

+8.50K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/21/2023	M · Option Exercise	+8.50K	—	—	1.2%	699.85K	708.35K
Total			+8.50K		$0.00

Derivative Transactions2

Restricted Stock Unit

Direct

A · Award

Converts to

Common Stock

8.50K shares

Shares

+8.50K

Strike price

Held after

8.50K

Exercisable

—

2/21/2023

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

8.50K shares

Shares

−8.50K

Strike price

Held after

0.00

Exercisable

—

3/21/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock8.50K shares	2/21/2023	A · Award	+8.50K		—	8.50K
Restricted Stock Unit Direct	Common Stock8.50K shares	3/21/2023	M · Option Exercise	−8.50K		—	0.00

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned19.08K

Total

19.08K indirect19.08K

Security Title	Shares Owned	Ownership Type
Common Stock	19.08K	Indirect
Total	19.08K	19.08K indirect

Derivative Holdings (Post-Transaction)7

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

10K

Shares owned

10K

Exercise price

3.6800

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

10K

Shares owned

10K

Exercise price

3.9900

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

25K

Shares owned

25K

Exercise price

3.0100

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

25K

Shares owned

25K

Exercise price

8.0000

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

10K

Shares owned

10K

Exercise price

3.5500

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

25K

Shares owned

25K

Exercise price

8.4000

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock

Underlying shares

25K

Shares owned

25K

Exercise price

6.6000

Expiration

—

Exercise window

—

Total

Underlying

130K

Owned

130K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options Direct	Common Stock	3.6800	—	—	10K	10K
Stock Options Direct	Common Stock	3.9900	—	—	10K	10K
Stock Options Direct	Common Stock	3.0100	—	—	25K	25K
Stock Options Direct	Common Stock	8.0000	—	—	25K	25K
Stock Options Direct	Common Stock	3.5500	—	—	10K	10K
Stock Options Direct	Common Stock	8.4000	—	—	25K	25K
Stock Options Direct	Common Stock	6.6000	—	—	25K	25K
Total					130K	130K

WILDSTEIN HARRIS — Insider Transaction (Form 4) Filed May 22, 2023 | Finecho